The Spacetime Metric
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DIRD Antigravity for Aerospace Applications

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Written for the Defense Intelligence Agency in 2010, this is the volume of the AAWSAP reference series that asks what known physics allows if a craft is to push against gravity itself rather than against propellant. The author works through four families of answer. Newton’s law permits outright nullification using ultradense matter — Robert Forward’s 32-centimetre ball of dwarf-star material would cancel Earth’s pull beneath it — but nobody can yet handle such matter. General relativity offers more: Forward’s dipole gravitational field generator, in which mass flowing through a pipe wound around a torus induces a frame-dragging field; Felber’s exact result that a mass approaching faster than about 58 percent of light speed repels a payload; and repulsion driven by negative energy, which the report stresses is already made in laboratories. Quantum field theory then supplies two proposals with named first experiments: Calloni’s stack of a million rigid Casimir cavities, which should lift faintly upward, and Pinto’s laser-dressed cluster of trapped atoms, estimated to self-lift at more than 1.5 g.

Why it matters hereThis is the government’s own engineering catalogue for chapters 3, 4 and 11: it treats gravity as an adjustable quantity, sets out which knob each theory offers, and closes by naming the two experiments it wants funded. Its finding that negative energy is already produced in the laboratory, and that the vacuum behaves as a reservoir of unlimited energy, is the same starting point chapters 2 and 6 build from.

What it claims

  1. 01Antigravity effects can be implemented by manipulating spacetime, and Einstein’s General Theory of Relativity gives a prescription for a variety of different antigravity generators — as does Newton’s law of gravity, in classical form.Foreword, p. v; Section I: Introduction, pp. 1–2

    Published and peer-reviewed
  2. 02Forward’s dipole gravitational field generator produces an antigravity field at the centre of a torus when mass is accelerated through a pipe wound around it, by the Lense-Thirring effect; countering Earth’s 1 g would require dwarf-star-density matter accelerated at about 10¹¹ m/s² through pipes as wide as a football field.Section III-A, Forward’s Dipole Gravitational Field Generator, pp. 4–7

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  3. 03The energy conditions that forbid negative energy density are mere hypotheses, they are violated generically by quantum effects and by all generic spacetime geometries, and negative energy has already been produced in the laboratory — via the Casimir effect and via squeezed states of the electromagnetic vacuum.Section III-C, Negative Energy-Induced Antigravity, pp. 9–10; Appendix A, pp. 29–33

    Settled physics
  4. 04Because the vacuum has a negative-pressure equation of state, the work done by the vacuum pressure maintains a constant vacuum energy density as space expands: the vacuum acts as a reservoir of unlimited energy that provides as much energy as needed to inflate any region of space to any given size.Section III-D-2, Vacuum Energy of Einstein’s Cosmological Constant, p. 14

    Published and peer-reviewed
  5. 05A rigid Casimir cavity at rest in a weak gravitational field is pushed upward, because negative Casimir energy behaves like negative mass; Calloni’s proposed stack of a million rigid cavities would raise that push to about 10⁻¹⁴ N, two orders of magnitude above what the VIRGO gravitational-wave antenna is expected to detect, and the report recommends the experiment be funded and performed.Section IV-A, pp. 19–21; Section V, Conclusion: The Way Forward, p. 28

    Designed, not yet built
  6. 06The gravitational equivalent of magnetic permeability is a property of matter that is still largely unexplored; a material with an anomalously large or nonlinear gravitational permeability would allow small-scale gravitational field generators, and the report calls for a coordinated programme to determine that value for all known forms of matter.Section V, Conclusion: The Way Forward, pp. 25–26

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Antigravity for Aerospace Applications

Defense Intelligence Reference Document, Acquisition Threat Support. DIA-08-1003-018, 30 March 2010 (ICOD: 1 December 2009).

Prepared by the Defense Intelligence Agency. This product is one in a series of advanced technology reports produced in FY 2009 under the Defense Intelligence Agency Advanced Aerospace Weapon System Applications (AAWSA) Program.

Foreword

Antigravity effects can be implemented by manipulating spacetime. This paper reviews several different theoretical approaches for exploring the possibility of controlling gravity by generating forces that counteract, or otherwise modify, gravity for the purpose of aerospace propulsion. Einstein's General Theory of Relativity is the theoretical framework guiding this study.

The paper also reviews other antigravity approaches via the interaction of quantum theory with gravitation. And it explores the question of which method or technique is best suited for aerospace applications and evaluates the make-or-break issues that limit them.

I. Introduction

Gravity is the bane of aerospace transportation. The force of the Earth's gravitational field acts to pull all objects, whether in motion or at rest, downward towards the Earth's surface. Because aerospace transportation involves the motion of vehicles through the atmosphere and/or into space, propulsion engineers are always faced with the requirement that aerospace vehicles will have to carry enough propellant and associated tankage in order to provide enough propulsive thrust to overcome the downward pull of gravity and achieve rectilinear motion. Energy has to be expended by a propulsion system to overcome the force of gravity in addition to providing for rectilinear motion, and the majority of propulsive energy is dedicated to overcome gravity. The aerospace propulsion engineer is faced with two choices for the control of gravity in this regard: passive control and active control. Modern aerospace propulsion technology, which is based on accumulated scientific knowledge since recorded history, can only achieve the passive control of gravity whereby a given propulsion device must develop a thrust that will passively counteract the Earth's gravitational pull, lift a vehicle off the surface, and propel it through the air or into space. Newton's laws of motion and gravity require that the fuel fraction of any aerospace vehicle can never be less than that given by a simple function of the ratio of the vehicle's maximum speed to the speed of its rocket plume, jet, fan, or propeller wake. For example, this limit implies that a single-stage rocket that accelerates to escape velocity must be composed of more than 93 percent fuel. That is because a rocket must accelerate its working fluid from rest (relative to the rocket) up to its exhaust speed. Thus, exhaust speeds for aircraft and chemical rockets are limited by material science, chemical reaction rates, and engineering factors to only a few thousand meters per second.

To date, there is no technology that can achieve the active control of gravity. If one could eliminate or otherwise control the Earth's gravity field, then one has the ability to dramatically reduce the amount of propellant, its tankage, and the overall structural size and mass of an aircraft or rocket because there will no longer be any need for these to overcome the pull of Earth's gravity while transporting a payload across the globe or into space. Instead, aerospace vehicles will only need to have the propellant mass and infrastructure necessary to change their kinetic energy from rest to a final velocity necessary to achieve atmospheric flight or space orbit. The Earth's gravitational well will no longer have any impact on aircraft, launch vehicle, or spaceflight dynamics if one were to achieve active gravity control. Aerospace vehicles would merely "levitate" in air and their propulsion systems would be optimized for change-in-velocity missions. However, it is possible to envision a form of active gravity control propulsion that would not require a change in kinetic energy.

One of the primary concepts for the goal of affecting gravity is "antigravity," which is a colloquial expression that specifically means the negation or repulsion of the force of gravity. A more general term that encompasses this notion and other possibilities is "gravity control."

If antigravity exists, it can be exploited to counteract or nullify the gravitational pull, or attraction, of a planetary (or stellar) body that acts upon a much smaller body. Einstein's General Theory of Relativity gives a prescription for a variety of different antigravity generators. Even Newton's law of gravity offers several different classical prescriptions. Newton's law of gravity can be used to simply nullify the gravity field of one body acting on another body by using a clever arrangement of masses. The theoretical possibility of antigravity also appears in quantum gravity theories, cosmological vacuum or dark energy, and quantum field theory. This report reviews all of these topics. The report will also review the topics of gravity control that include the production of antigravity (self-lifting) forces induced by quantum vacuum zero-point energy and by nonretarded quantum interatomic dispersion forces in a curved spacetime (that is, in a background gravitational field). The reader should bear in mind that many of these concepts are nowhere near having any form of practicable engineering implementation. However, the report will provide theoretical estimates to guide the way toward technological implementation of antigravity.

II. Concepts for Antigravity Within Newtonian Physics

The basic form of Newton's law of gravity is given by the standard expression for the gravitational force F_grav that mutually acts between two masses (Reference 1):

F_grav = −G m₁ m₂ / r² (1)

where the negative sign indicates that F_grav is a (mutual) force of attraction, G is Newton's universal gravitation constant (6.673 × 10⁻¹¹ N m²/kg²), m₁ and m₂ are two interacting masses, and r is the radial distance between the two masses (note: MKS units are used throughout). Observe in Equation (1) that the force of gravity acting on a small test mass becomes stronger when the other (gravitating) mass is larger in magnitude or when the distance between them is very small, or both. Also recall that Equation (1) and Newton's second law of motion (F = ma) define the magnitude of the gravitational acceleration a_g that acts on a small test mass m due to a larger (gravitating) mass M (Reference 1):

a_g = GM / r² (2)

If Earth is chosen to be the larger gravitating mass so that M = M_⊕ (5.972 × 10²⁴ kg), then according to Equation (2) a small test mass m placed near the Earth's surface, whereby r ≈ R_⊕ (6.378 × 10⁶ m), will experience a downward gravitational acceleration of a_g = g = 9.81 m/s².

Negating Newtonian Gravity

It is possible to design an antigravity machine that can nullify Earth's gravity field using Newton's law of gravity. One way to use Equation (1) to nullify the Earth's gravitational pull at a particular location would be to locate another planet of equal mass above that location (References 2, 3). The forces from the two Earth masses will cancel each other out over a broad region between them. Everything within this broad region will be in free fall. However, this is not a practical solution for aerospace flight since there is no way to manipulate and control another planetary sized body.

Along similar lines, Forward (References 2, 3) suggested to consider using a ball of ultradense compact matter, corresponding to dwarf star or neutron star matter (about 10¹¹ to 10¹⁸ kg/m³), having a diameter of 32 cm and a mass of 4 million metric tons. This ultradense ball will have a surface gravitational (attractive) force of 1 g. This small ultradense ball could be placed near the surface of the Earth and its 1 g gravity field will cancel the Earth's 1 g gravity field. All test objects placed in the broad region between the small ultradense ball and the Earth will thus be in free fall. Another option Forward (References 2 to 5) suggested would be to shape the compact ultradense matter into a disk that is 45 cm in diameter and 10 cm thick, and having the same mass and density as the small ultradense ball. Its gravitational acceleration is a_g = 4G ρ τ, where ρ is the mass density of the disk and τ is its thickness. In this case, the disk will have a force of gravitational attraction that is the same on both sides, and it will be uniform near the center of the disk where the strength of the gravitational force will be 1 g. If this disk were to be placed very close above the Earth's surface, then there will be a gravitational force of 2 g above the disk (that is, 1 g due to the Earth's gravity field plus 1 g due to the top-side gravity field of the disk) while underneath the disk near its center there will be a gravity-free (or free fall) region because the Earth's gravity field underneath is canceled by the gravity field of the disk's bottom-side. While these are interesting antigravity machines, they are unfortunately not feasible from an engineering standpoint since one does not yet have the technology or means to create and handle ultradense compact matter.

Energy Estimate for Newtonian Levitation

An ideal propulsion breakthrough could take the form of the antigravity-based levitation of an aerospace vehicle within the Earth's atmosphere. Rockets like the Air Force DC-XA can hover above the ground for a time that is limited by the amount of rocket fuel available (Reference 6). But an ideal antigravity propulsion device should allow for the indefinite levitation of a vehicle above the Earth's surface. It is illustrative to estimate the energy required to levitate a 1 kg test mass above the Earth's surface. This will help quantify a potentially key engineering parameter for such a levitation system. A generic estimate can be found by considering the amount of energy per unit mass required to nullify the (magnitude of the) Earth's gravitational potential energy E_lev for a test mass m hovering at height h above the Earth's surface:

E_lev = G M_⊕ / h (J/kg) (3)

Equation (3) can also be derived by calculating how much energy is required to completely remove a test mass from the Earth's surface to infinity. This calculation is more in line with the analogy to nullify the effect of gravitational energy. And Equation (3) also represents the energy required to stop a test mass at the levitation distance h if it were falling in from infinity with zero initial velocity.

Setting h ≈ R_⊕ and m = 1 kg in Equation (3), the result is E_lev = 62.5 MJ/kg. This is 2.05 times the kinetic energy required to put the test mass into low Earth orbit (LEO). However, this estimate will require some adjustment that depends upon the type of theory and its technological implementation. That is because the operational energetics of a putative antigravity propulsion system must be considered in conjunction with E_lev.

III. Concepts for Antigravity Within General Relativity

In the sections that follow the known types of antigravity that can be derived from Einstein's General Theory of Relativity are described and summarized, which is the modern relativistic theory of gravity.

Antigravity via Gravitomagnetic Forces

Historical Foundations

Heaviside (Reference 7) (in 1893), Einstein (prior to the 1916 publication of his General Theory of Relativity), Thirring (References 8, 9), and Thirring and Lense (Reference 10) (see also Reference 11) showed that general relativity theory provides a number of ways to generate non-Newtonian gravitational forces via the splitting of gravitation into electric and magnetic field type components. These forces can be used to counteract the Earth's gravitational field, thus acting as a form of antigravity. General relativity theory predicts that a moving source of mass-energy can create forces on a test body which are similar to the usual centrifugal and Coriolis forces, although much smaller in magnitude. These forces create accelerations on a test body that are independent of the mass of the test body, and the forces are indistinguishable from the usual Newtonian gravitational force. The Earth's gravitational field can be counteracted by generating these forces in an upward direction at some spot on the Earth.

Forward (Reference 12) linearized Einstein's general relativistic field equation and developed a set of dynamic gravitational field relations similar to Maxwell's electromagnetic field relations. The resulting linearized gravitational field relations are a version of Newton's law of gravitation that obeys special relativity. The linearized gravitational field relations show that there is a unique correspondence between the gravitational field and the electric field. For example, the Newtonian gravitational field of an isolated mass is the gravitational analog to the electric field of an isolated electric charge.

Likewise, there is an analogy to a magnetic field contained within the linearized gravitational field relations. In Maxwellian electrodynamics, a magnetic field is due to the flow of an electric charge or an electric current. In other words, the electric field surrounding an electric charge in motion will appear as a magnetic field to stationary observers. If the observers move along with the charge, they see no relative motion, and so they will only observe the charge's electric field. Thus, the magnetic field is simply an electric field that is looked at in a moving frame of reference. In an analogous fashion, the linearized gravitational field relations show that if a (gravitational) mass is set into motion and forms a mass current, then a new type of gravitational field is created that has no source and no sink. This is called the Lense-Thirring effect, or rotational frame dragging effect, in which rotating bodies literally drag spacetime around themselves.

Forward's Dipole Gravitational Field Generator

Forward (References 13, 14) used the linearized gravitational field relations plus aspects of the Lense-Thirring effect to develop models for generating antigravity forces. One example of an antigravity generator is based on a system of accelerated masses whose mass flow can be approximated by the electrical current flow in a wire-wound torus.

According to Maxwellian electrodynamics, an electric current flowing through a wire that is wrapped around a torus (or ring) causes a magnetic field to form inside the torus. If the current I in the wire increases with time, then the magnetic field B inside the torus also increases with time. This time-varying magnetic field in turn creates a dipole electric field E, as shown in Figure 1. The magnitude of the electric field at the center of the torus is given by Equation (4), in which the governing quantities are μ₀, the vacuum electromagnetic permeability constant (4π × 10⁻⁷ H/m); N, the total number of turns of wire wound around the torus; the time rate-of-change of the electric current flowing through the wire; r, the radius of one of the loops of wire; and R_t, the radius of the torus.

(Equation 4 did not survive text extraction from the released scan and is described here rather than restored; the complete equation is at the source.)

Figure 1. Dipole Electric Field Generator (Reference 14).

In a similar fashion, Forward's antigravity device is a dipole gravitational field generator. As shown in Figure 2, a mass flow through a pipe wound around a torus induces a Lense-Thirring field to form inside the torus. If the mass flow is accelerated, then that field increases with time, and thus a dipole gravitational field G is created. The magnitude of the anti-gravitational field at the center of the torus is given by Equation (5), in which the governing quantities are η₀, the vacuum "gravitational permeability" constant (16πG/c² = 3.73 × 10⁻²⁶ m/kg); N, the total number of turns of pipe wound around the torus; the time rate-of-change of the mass current flowing through the pipe; r, the radius of one of the loops of pipe; R_t, the radius of the torus; and c, the speed of light (3 × 10⁸ m/s) (Reference 14). One should note the striking similarity between Equations (4) and (5) for the dipole electric and dipole gravitational fields. (The vacuum "gravitational permittivity" constant is, per Reference 12, γ₀ = 1/(4πG) = 1.19 × 10⁹ kg·s²/m³.)

(Equation 5 did not survive text extraction from the released scan and is described here rather than restored; the complete equation is at the source.)

Figure 2. Dipole Gravitational Field Generator (Reference 14).

Using Equation (5), Forward (References 13, 14) showed that there would be a need to accelerate matter with the density of a dwarf star through pipes as wide as a football field wound around a torus with kilometer dimensions in order to produce an antigravity field (at the center of the torus) of about 10⁻¹⁰ times the acceleration of the (dwarf star density) matter through the pipes. The tiny factor 10⁻¹⁰ is composed of the even smaller η₀, which is the reason why very large systems are required to obtain even a measurable amount of acceleration. To counteract the Earth's gravitational field of 1 g requires an antigravity field of 1 g (vectored upward), and thus the dwarf star density material within the pipes must achieve an acceleration of 10¹¹ m/s² in order to accomplish this effect.

Forward (Reference 5) also identified a configuration comprised of a rotating torus of dense matter that turns inside-out like a smoke ring as another type of dipole gravitational field generator. As shown in Figure 3, an inside-out turning ring of very dense mass M will create an upward force (of acceleration a) in the direction of the (constant) mass motion (Mv, where v is the mass velocity). This is also a feature of the Lense-Thirring effect. Forward's linearization analysis generalizes all of these effects into the following two key ingredients that are required to produce antigravity forces: 1) any mass with a velocity and an acceleration exerts many different general relativistic forces on a test mass, and 2) these forces act in the direction of the velocity and in the direction of the acceleration of the originating mass. In summary, these forces are equivalent to gravitational forces, which can be used to cancel the Earth's gravitational field.

Figure 3. Dipole Gravitational Field Generator: Inside-Out Whirling Dense Matter Torus (Reference 5).

One can also view this genre of devices as a gravity catapult machine in which the machine pushes a body away using its general relativistic antigravity forces to impart a change in velocity. A space launch operator on the ground wanting to send a payload up into orbit would just ratchet up the strength of the (upward-directed) antigravity field to some value above 1 g, and after pressing the release button the payload accelerates up and away into orbit. These devices could also be placed in Earth orbit, stationed anywhere within the solar system, or even distributed throughout the galaxy in order to establish a network of gravity catapults. Space travelers could begin their trip by being launched from the catapult on the Earth's surface, and when they reach space they would jump through various catapults as needed to reach their destination.

Felber's Relativistic Antigravity Effect

Felber (Reference 15) used the Schwarzschild solution of Einstein's general relativistic field equation to find the exact relativistic motion of a payload in the gravitational field of a mass moving with constant velocity. His analysis gives a relativistically exact (strong gravitational field condition) calculation showing that a mass, which radially approaches or recedes from a payload at a relative velocity greater than a critical velocity v_crit = c/3^(1/2), will gravitationally repel the payload as seen by distant inertial observers. In other words, any source mass, no matter how large or small it is or how far away it is from a test body (payload), will produce an antigravity field when moving at any constant velocity above v_crit.

The exact relativistic strong-field condition that establishes the lower limit criterion for v_crit to induce antigravity repulsion of a payload (as measured by distant inertial observers in the rest frame of the source or in the initial rest frame of the payload) is given by Equation (6). In that expression, γ = (1 − β²)^(−1/2) is the standard relativistic Lorentz transformation factor which is a function of the normalized relativistic velocity parameter β = v/c; ψ = ψ(r) = 1 − 2GM/(rc²) is the g₀₀ (or time-time) component of the static Schwarzschild spacetime metric of a source (or central) body of mass M; L is the constant specific angular momentum of a ballistic payload of mass m; and r is the radial distance of the approaching or receding payload from M.

(Equation 6 did not survive text extraction from the released scan and is described here rather than restored; the complete inequality is at the source.)

One can solve the inequality in Equation (6) for β (or v) under the condition that a payload is far from M, such that r is much greater than b (b is the periapsis distance of the payload from M) and r is much greater than GM/c², and find that the payload will become gravitationally repelled by M whenever γ² is greater than 3/2 or β is greater than 3^(−1/2). In order to derive an exact solution, Felber considered the case for which M is much greater than m so that the energy and momentum delivered to the payload has a negligible back-reaction on the source body's motion. And he found that a strong gravitational field is not required for antigravity propulsion because a weak-field solution achieves the same results.

Felber discovered another interesting facet about this new relativistic antigravity effect. He found that there is also an antigravity field that repels bodies in the backward direction with a strength that is one-half the strength of the antigravity field in the forward direction. Thus a stationary body will repel a test body that is radially receding from it at any velocity above v_crit. To delineate the propulsion benefit from this technique, Felber determined the maximum velocity that can be imparted to a payload initially at rest by the weak (gravitational) field of a larger source mass moving toward the payload at constant v above v_crit, and for the strong-field case the maximum velocity that can be imparted to the payload (initially at rest) by the larger source mass moving toward the payload at any constant v is βc. Felber's analysis includes examples where he uses black holes for the large source mass.

This form of antigravity propulsion is not too surprising because Misner et al. (Reference 16), Ohanian and Ruffini (Reference 17), and Ciufolini and Wheeler (Reference 18) report that general relativistic calculations show that the time-independent Kerr (spinning black hole) gravitational field exhibits an inertial frame dragging effect similar to gravitational repulsive forces in the direction of a moving mass at relativistic velocities. This and Felber's exact solution are among the genre of Lense-Thirring type effects that produce antigravity forces. It is interesting to note that even though general relativity theory admits the generation of antigravity forces at relativistic velocities (Reference 19), they have not been seen in laboratory experiments because repulsive force terms are second and higher-order in the source mass velocity. To invent a relativistic driver for a captured astronomical body in order to use it to launch payloads into relativistic motion presents a large technical challenge for future experimenters. For this reason, this paper will not consider this concept any further. However, it does serve the useful purpose of illustrating the unusual antigravity forces that can appear in Einstein's general relativity theory.

Negative Energy-Induced Antigravity

Negative energy density and negative pressure are acceptable results both mathematically and physically in general relativity and quantum field theories, and negative energy or pressure manifests as gravitational repulsion (that is, antigravity). Negative energy is also known as a form of "exotic matter."

In classical physics the energy density of all observed forms of matter (fields) is non-negative. What is exotic about negative energy is that it must have negative energy density and/or negative flux (Reference 20). The energy density is "negative" in the sense that a given (exotic) matter field must have an energy density ρ_E (= ρc², where ρ is the rest-mass density) that is less than or equal to its pressures or tensions p_i (References 21, 22). In many cases, these equations of state are also known to possess an energy density that is algebraically negative; that is, the energy density and flux are less than zero. It is on the basis of these conditions that this material property is called "exotic." The condition for ordinary, classical (non-exotic) forms of matter that one is familiar with in nature is that ρ_E is greater than p_i and/or ρ_E ≥ 0. These conditions represent two examples of what are variously called the "standard" energy conditions: Weak Energy Condition (WEC: ρ_E ≥ 0, ρ_E + p_i ≥ 0), Null Energy Condition (NEC: ρ_E + p_i ≥ 0), Dominant Energy Condition (DEC), and Strong Energy Condition (SEC). These energy conditions forbid negative energy density between material objects to occur in nature, but they are mere hypotheses. Hawking and Ellis (Reference 23) formulated the energy conditions in order to establish a series of mathematical hypotheses governing the behavior of collapsed-matter singularities in their study of cosmology and black hole physics. More specifically, classical general relativity allows one to prove lots of general theorems about the behavior of matter in gravitational fields.

The bad news is that real physical matter is not "reasonable" because the energy conditions are in general violated by semiclassical quantum effects, occurring at order ħ (Planck's reduced constant, 1.055 × 10⁻³⁴ J·s) (Reference 22). More specifically, quantum effects generically violate the averaged NEC (ANEC). Furthermore, it was discovered in 1965 that quantum field theory has the remarkable property of allowing states of matter containing local regions of negative energy density or negative fluxes (Reference 24). This violates the WEC, which postulates that the local energy density is non-negative for all observers. "Negative energy" has the unfortunate reputation of alarming physicists. This is unfounded since all the energy condition hypotheses have been experimentally tested in the laboratory and experimentally shown to be false — 25 years before their formulation (Reference 25).

Further investigation into this technical issue showed that violations of the energy conditions are widespread for all forms of both "reasonable" classical and quantum matter (References 26 to 30). Furthermore, Visser (Reference 22) showed that all (generic) spacetime geometries violate all the energy conditions. So the condition that ρ_E is greater than p_i and/or ρ_E ≥ 0 must be obeyed by all forms of matter in nature is spurious. Violating the energy conditions commits no offense against nature. Negative energy has been produced in the laboratory and this will be discussed in the following sections.

Examples of Exotic or "Negative" Energy Found in Nature

The exotic (energy condition-violating) fields that are known to occur in nature are:

  • Static, radially-dependent electric or magnetic fields. These are borderline exotic, if their tension were infinitesimally larger, for a given energy density (References 23, 31).
  • Squeezed quantum vacuum states: electromagnetic and other (non-Maxwellian) quantum fields (References 21, 32).
  • Gravitationally squeezed vacuum electromagnetic (or other field) zero-point fluctuations (Reference 33).
  • Casimir effect; that is, the Casimir vacuum in flat, curved, and topological spaces (References 34 to 40).
  • Other quantum fields, states and effects. In general, the local energy density in quantum field theory can be negative due to quantum coherence effects (Reference 24). Other examples that have been studied are Dirac field states: the superposition of two single particle electron states and the superposition of two multi-electron-positron states (References 41, 42). In the former (latter), the energy densities can be negative when two single (multi-) particle states have the same number of electrons (electrons and positrons) or when one state has one more electron (electron-positron pair) than the other.

Cosmological inflation (Reference 22), cosmological particle production (Reference 22), classical scalar fields (Reference 22), the conformal anomaly (Reference 22), and gravitational vacuum polarization (References 26 to 29) are among many other examples that also violate the energy conditions. Since the laws of quantum field theory place no strong restrictions on negative energies and fluxes, then it might be possible to produce exotic phenomena such as faster-than-light travel (References 43 to 45), traversable wormholes (References 21, 22, 46), violations of the second law of thermodynamics (References 47, 48), and time machines (References 22, 46, 49). There are several other exotic phenomena made possible by the effects of negative energy, but they lie outside the scope of this report. See Appendix A for more technical details on items 1 through 4.

Toy Model Estimate for Negative Energy-Induced Antigravity

For the purpose of this report, the discussion will be confined to how negative energy can be used to produce antigravity for the simplest case of counteracting the Earth's gravitational field. To counteract or otherwise reduce gravity merely requires the deployment of a thin spherical shell (bubble) of negative energy around an aerospace vehicle. This particular case study will serve as a useful illustrative comparison with the Newtonian antigravity case discussed in Section II-A.

Interest is only in the slow (non-relativistic) motion, weak (gravity) field regime that characterizes the physics of the Earth, Sun, other forms of solar system matter, most interstellar matter (excluding compact dense stars and black holes), and small test masses. In this case the time-time component of the Ricci curvature tensor R_µν is given by R₀₀ ≈ Gρ/c² = (7.41 × 10⁻²⁸)ρ m⁻². This is the primary quantity inside the general relativistic field equation that encodes and measures the curvature of spacetime around a source of matter and characterizes the weak or strong gravity field regime for all forms of astronomical mass density ρ. For example, the Earth's mass density is 5,500 kg/m³ so R₀₀ = 4.08 × 10⁻²⁴ m⁻², which indicates that an extremely flat space surrounds the Earth and thus the system is within the weak field regime. Gravitational physics in the weak field regime is completely described by the standard Schwarzschild spacetime metric, which leads to the usual Newtonian and post-Newtonian gravitational physics. (The Einstein field equation is G_µν = R_µν − ½ g_µν R = −(8πG/c⁴) T_µν, where G_µν is the Einstein curvature tensor and R is the Ricci scalar curvature. In simplest terms, this relation states that gravity is a manifestation of the spacetime curvature induced by a source of matter.)

Two simple approaches can be used to determine the negative energy density required to counteract the Earth's gravitational field: a) integrate the Einstein general relativistic field equation, or b) use an already derived result from general relativity that gives the repulsive force acceleration in terms of the spacetime metric components. For the first case, the generalized gravitational Poisson equation from the Einstein field equation is Equation (7), in which the trace of the stress-energy-momentum tensor (the matrix quantity that encodes the density and flux of a matter source's energy and momentum) and the time-time component g₀₀ of the metric tensor appear, and in which ρ_E is the rest-energy density plus compressional potential energy (that is, pressure). Using tensor identities and grinding the algebra, Equation (7) can be re-written as Equation (8), where the standard Laplace differential operator appears and the left-hand side is the gravitational potential.

(Equations 7 and 8 did not survive text extraction from the released scan and are described here rather than restored; the complete equations are at the source.)

Integrating Equation (8) once over a region of space exterior to a ball (or thin spherical shell) of rest-energy density gives an expression, Equation (9), for the acceleration in m/s², where the standard spherically symmetric spacetime (or Schwarzschild) coordinate system is used, in which time t, radial space coordinate r, and angular space coordinates θ and φ have their usual meaning.

The second approach (case b) can be derived by recalling that in the exterior Schwarzschild spacetime around a central mass M (a ball or thin spherical shell) the square root of −g₀₀(r) is 1 − GM/rc², which is Equation (10). Performing the radial derivative of Equation (10) again arrives at Equation (9).

Since from special relativity M = E/c² (for a given rest-energy E), a negative energy state is identical to a negative mass state (Reference 50). Thus the mass M in Equation (9) can be replaced with the negative energy density −ρ_E = −ρc² = −Mc²/V by using the volume V = 4πr²δr of a thin spherical shell of radius r and thickness δr, and rearranging quantities to solve for ρ_E gives the final result, Equation (11), where g is now the acceleration due to gravity near the Earth's surface.

(Equations 9 to 11 did not survive text extraction from the released scan and are described here rather than restored; the complete equations are at the source.)

If one desires to use other geometries (for example, torus, cylinder, prism, cone, and pyramid) instead of a thin spherical shell, then Equation (11) will admit minor numerical adjustments to accommodate the relevant geometrical factors associated with different geometrical volumes. Equation (11) gives the negative energy density required to generate a repulsive gravitational force that counteracts the Earth's gravity field from the surface all the way up to LEO (since g in LEO is only a few percent smaller than on the surface). Any realistic value that one chooses for the bubble wall thickness will give a negative energy density that will always be on the order of the equivalent negative energy density of a dwarf star or neutron star. The technical challenge to implement this kind of antigravity, however, is daunting.

In the next section the case of a cosmological antigravity that is generated by a form of matter having a positive energy density and negative pressure is discussed.

Cosmological Antigravity

It turns out that there is already a naturally occurring antigravity force that acts throughout the universe. Actually, this force acts upon the entire spacetime structure of the universe, and it is called cosmological inflation. Cosmological inflation causes the universe to expand at an ever accelerating rate. In what follows, the nature of this cosmological antigravity force and its potential aerospace propulsion application is examined.

Pressure as a Source of Gravity

Newtonian gravitation is modified in the case of a relativistic perfect-fluid (where one cannot assume that the pressure is negligible compared with the energy density). The stress-energy tensor T_µν for this case is given by Equation (12) in terms of the fluid mass density ρ, the fluid rest-energy density ρ_E = ρc², the fluid pressure p, the 4-velocity vector of the fluid, and the metric tensor (Reference 16). The Einstein general relativistic field equation can be contracted to obtain the Ricci curvature scalar, and so Equation (12) becomes T = ρ_E − 3p, which is just the trace of T_µν. Since T = ρ_E − 3p, a modified Newtonian gravitational Poisson equation is produced, Equation (13), where φ is the gravitational potential.

It should be noted that the energy density and pressure are kept as separate terms as opposed to Equations (7) and (8) in the previous section. Equation (13) means that a gas of particles all moving at the same speed u has an effective gravitational mass density of ρ(1 + u²/c²). Thus, for example, a radiation-dominated fluid generates a gravitational attraction twice as strong as one predicted by Newtonian gravity theory according to Equation (13).

Vacuum Energy of Einstein's Cosmological Constant

A major consequence of the Einstein field equation is that pressure p becomes a source of gravitational effects on an equal footing with the energy density ρ_E. One consequence of the gravitational effects of pressure is that a negative-pressure equation of state that makes ρ_E + 3p negative in Equation (13) will produce gravitational repulsion (that is, antigravity). The Einstein field equation that includes a cosmological constant Λ is Equation (14): G_µν + Λ g_µν = −(8πG/c⁴) T_µν, where G_µν is the Einstein curvature tensor. The Λ term, as it appears in Equation (14), represents the curvature of empty space. Now if one moves this term over to the right-hand side of Equation (14), which has become widespread practice in modern times, then this term now behaves like the stress-energy tensor of the vacuum, T_µν(vac), which acts as a gravitational source, Equation (16): T_µν(vac) = −(Λc⁴/8πG) g_µν.

One should note that the absence of a preferred frame in special relativity means that T_µν(vac) must be the same (that is, isotropic or invariant) for all observers. There is only one isotropic tensor of rank 2 that meets this requirement: η_µν, the Minkowski flat spacetime metric tensor in locally inertial frames. So in order for T_µν(vac) to remain invariant under Lorentz transformations, the only requirement is that it must be proportional to η_µν. But this generalizes in a straightforward way from inertial coordinates to arbitrary coordinates by replacing η_µν with g_µν, thus justifying the curved spacetime metric tensor in Equation (16). By comparing Equation (16) with the perfect-fluid stress-energy tensor in Equation (12), one finds that the vacuum looks like a perfect fluid with an isotropic pressure p_vac, opposite in sign to the energy density ρ_vac. Therefore, the vacuum must possess a negative-pressure equation of state (according to the first law of thermodynamics):

p_vac = −ρ_vac (17)

The vacuum energy density should be constant throughout spacetime, since a gradient would not be Lorentz invariant. So by substituting Equation (17) into ρ_E + 3p, the result ρ_vac + 3(−ρ_vac) is negative. The vacuum equation of state is therefore manifestly negative. Last, when incorporating ρ_vac into the Einstein field equation as a gravitational source term, and comparing its corresponding (Lorentz invariant) stress-energy tensor with Equation (16), then the usual identification (or definition) is made that:

ρ_vac = Λc⁴ / 8πG (19)

Thus the terms "cosmological constant" and "vacuum energy" are essentially interchangeable in this perspective and mean the same thing (whereupon ρ_vac = ρ_Λ), which is seen in the present-day cosmological literature.

By substituting Equation (19) into Equation (17), one observes that a positive Λ will act to cause a large-scale repulsion of space (because this gives a negative vacuum pressure), whereas a negative Λ (giving a positive vacuum pressure) will cause a large-scale contraction of space. Because Λ is a constant, the vacuum energy is a constant (that is, time independent). This then implies a problem with energy conservation in an expanding universe since one expects that energy density decreases as a given volume of space increases, which is the case for the ordinary matter and cosmic microwave background that is observed in extragalactic space. In other words, the matter and radiation energy densities decay away as the universe expands while the vacuum energy density remains constant.

The cure for this apparent energy conservation problem is the vacuum equation of state given by Equation (17). A negative pressure is something like a tension in a rubber band. It takes work to expand the volume rather than work to compress it. The proof of this is as follows (Reference 51): the energy created in the vacuum by increasing (expanding) space by a volume element dV is ρ_vac dV, which must be supplied by the work done by the vacuum pressure −p_vac dV during the expansion of space, therefore p_vac = −ρ_vac. In other words, the work done by the vacuum pressure maintains the constant vacuum energy density as space expands. Therefore, the vacuum acts as a reservoir of unlimited energy that provides as much energy as needed to inflate any region of space to any given size at constant energy density.

Dark Energy

Dark energy is an easily misunderstood form of energy in cosmology. There are two sets of evidence pointing toward the existence of something else beyond the radiation and (ordinary and dark) matter itemized in the overall cosmic energy budget. The first comes from a simple budgetary shortfall. The total energy density of the universe is very close to critical. This is expected theoretically and it is observed in the anisotropy pattern of the cosmic microwave background (CMB). Yet, the total matter density inferred from observations is 26 percent of critical (26 percent total matter density = 4 percent ordinary baryonic matter plus 22 percent dark matter). The remaining 74 percent of the energy density in the universe must be in some smooth, unclustered form that is dubbed "dark energy." The second set of evidence is more direct. Given the energy composition of the universe, one can compute a theoretical distance versus redshift diagram. This relation can then be tested observationally.

Dark matter and dark energy are not to be confused. Dark matter is a non-luminous, non-absorbing, non-baryonic form of matter that only interacts with all other forms of matter via gravitational and weak nuclear forces. Dark matter has a positive rest-energy density and a nearly negligible positive pressure. Thus, it has no beneficial application for breakthrough propulsion physics.

Riess et al. (Reference 52) and Perlmutter et al. (Reference 53) reported direct evidence for dark energy from their supernovae observations. Their evidence is based on the difference between the luminosity distance in a universe dominated by dark matter and one dominated by dark energy. They showed that the luminosity distance is larger for objects at high redshifts in a dark energy-dominated universe. Therefore, objects of fixed intrinsic brightness will appear fainter if the universe is composed of dark energy. The two groups measured the apparent magnitudes of a few dozen Type Ia supernovae at redshifts z ≈ 0.9, which are known to be standard distance candles (meaning they have nearly identical absolute magnitudes at any cosmological redshift-distance). The supernovae data strongly disfavored (with high confidence) the flat matter-dominated universe and the pure open universe models. After this discovery, a lot of attention was paid to choosing an appropriate name for this new energy. "Quintessence" was one good choice because it expresses the fact that, after cosmological photons, baryons, neutrinos, and dark matter, there is a fifth essence in the universe. More recently, "dark energy" is used more often, with quintessence referring to the subset of models in which the energy density can be associated with a time-dependent scalar field or a time-dependent cosmological vacuum energy.

In analyzing the cosmological modeling results suggested by the Type Ia supernovae data, it becomes apparent that the only form of dark energy budgeted for in the models is the cosmological constant. To consider other possibilities one evaluates the time evolution of the general relativistic conservation law for energy in an expanding universe as applied to the cosmological constant (Reference 16), which gives Equation (20) in terms of the energy density, the pressure, the scale factor of the universe a, and its time derivative. Equation (20) is derived using Equation (12) in the case of a perfect isotropic fluid where there is no gravity and velocities are negligible, and the energy density and pressure evolve according to the continuity and Euler equations. The only way Equation (20) can be satisfied with constant energy density is if the pressure is defined by Equation (17). One might imagine energy with a slightly different pressure and therefore energy evolution. Define the equation of state w = p/ρ_E, Equation (21).

A cosmological constant corresponds to w_Λ = w_vac = −1, matter (ordinary and dark) to w_matter ≈ 0, and radiation to w_rad = 1/3. Non-relativistic (ordinary and dark) matter has a very tiny positive pressure, while a relativistic gas of radiation has a pressure equal to one third of its energy density. The earlier Riess and Perlmutter supernovae data (fixing the universe to be flat) showed that values of w greater than −0.52 for dark energy are strongly disfavored. In fact, Riess and a team of collaborators (also known as the "Higher-Z team") recently published new observational data and analysis that includes a much larger survey of Type Ia supernovae that are at much higher cosmological redshift (Reference 54). The measured spectra of ancient supernovae (z ≈ 1, or up to 10 billion light-years distance, a look-back time of up to 10 billion years ago) and recent supernovae (z ≈ 0.1, or about 1 billion light-years distance, a look-back time of about 1 billion years ago) were compared and showed that there was no evolutionary change in the physics that drives Type Ia supernovae explosions and their subsequent spectral luminosity output. This establishes the efficacy of using Type Ia supernovae as a standard distance candle for cosmological dark energy surveys. The Higher-Z team's results also concluded, with 98 percent confidence, that w_vac = −1.0, and that this is a perpetual constant (over at least 10 billion years time) (Reference 54). This result falsifies all quintessence models for cosmology. Therefore, a cosmological constant is consistent with the dark energy data to a high degree of precision and statistical confidence whereby one can now state that dark energy is the vacuum energy of Einstein's cosmological constant because w_vac = w_Λ = −1 (References 55, 56).

Equation (20) can be integrated to find the evolution of the dark energy density ρ_de = ρ_Λ as a function of the cosmological scale factor a, giving Equation (22). Since w = −1 is a constant in Equation (22), then ρ_de = ρ_Λ is proportional to a⁰; that is, it is constant. This is exactly what is expected on the basis of previous analysis in Section III-D-2. For a comparison with this result, one should note that ρc² varies as a⁻³ for (ordinary and dark) matter and ρ_rad varies as a⁻⁴ for radiation, such that both tend to zero as the scale factor grows without bound, while ρ_de = ρ_Λ remains constant.

Antigravity Propulsion Application of Dark/Vacuum Energy

If one could somehow harness a local amount of dark or vacuum energy, then could use be made of its negative pressure property to produce an antigravity propulsion effect? To answer this question one can use the estimated value for ρ_vac = ρ_Λ ≈ 2.4ρ₀c² ≈ 10⁻⁹ J/m³, where ρ₀ is the present-day value of the total cosmological mass density of (ordinary and dark) matter (References 54, 57). Using this number one can work through the math and estimate that the total amount of dark or vacuum energy contained within our solar system amounts to the mass equivalent of a small asteroid. This means that its repulsive gravitational influence upon planetary orbital dynamics inside the solar system is completely inconsequential. Only on the extragalactic-to-cosmological scale will its repulsive gravitational property achieve strong enough influence over matter and spacetime. On this basis, one can conclude that it is highly unlikely, if not impossible, that one will be able to invent a technology in the near future that can acquire and exploit a near-cosmological amount of dark or vacuum energy to implement a useful antigravity propulsion system.

IV. Quantum Antigravity Propulsion Concepts

Quantum antigravity can be found within the very large genre of quantum gravity theories in which repulsive gravity terms appear as quantum corrections to the classical Newtonian gravitational force law. Generally, one can derive such correction terms by quantizing the Einstein general relativistic field equation or by starting with a particular type of quantum field theory (for example, supersymmetric field theory, quantized 5-dimensional Kaluza-Klein unified field theories, quantum superstrings and D-brane theory, quantum loops or knots, and Yang-Mills theories) and working backwards to find the corresponding gravity theory. The particular mathematical form and quantitative magnitude that quantum correction terms can have totally depends upon the quantization procedure and order of approximation used in a given quantum gravity theory. However, the linearized semi-classical quantum gravity theory is related to Einstein's classical nonlinear General Relativity Theory whereby the former uniquely implies the latter provided that the graviton, which exchanges the gravitational force between two massive particles or photons, is a pure spin-2 particle. In this theory, the stress-energy tensor of the source matter fields is quantized while gravitation (via the Einstein curvature tensor) is still treated classically. Semi-classical quantum gravity is a quantum field theory in curved spacetime that has been successful in reproducing a few of the predictions and many of the foundational precepts of General Relativity Theory.

A particular example of what a quantum antigravity correction term looks like was derived in 1984 by R. L. Forward and the author, with instruction provided by R. P. Feynman and M. Scadron, during a summer quantum gravity seminar sponsored by the Hughes Research Labs in Malibu, CA. One began by studying the Feynman quantization procedure for the case of single-photon exchange between two charged particles, which tells us about the underlying nature and quantum corrections to the static Coulomb force. From this study it was discovered that the same is also true for the case of single-graviton exchange between two massive spin-0 particles in connection with the static Newtonian force. By applying Feynman's quantization procedure (References 58 to 60) to the linearized Einstein field equation in the nonrelativistic limit, the static graviton-exchange potential V_grav(r) for two spin-0 particles undergoing a gravitational interaction can be derived, Equation (23):

V_grav(r) = G m₁ m₂ / r + 4π(Għ²/c²) δ³(r)

where m₁ and m₂ are the masses of the interacting particles, r is their radial separation, and δ³(r) is the 3-dimensional Dirac delta function with r the position vector of some reference point in space. The first term in Equation (23) is immediately recognized as the attractive Newtonian gravitational potential while the second quantum correction term is repulsive. Also, the second term is independent of the interacting particle masses and can only be measured for bound quantum s-states because the product of the coefficient 4π(Għ²/c²), about 10⁻⁹⁴, with the delta function gives only a minute physical effect at the atomic scale. The second term happens to be analogous to the usual quantum correction to the Coulomb or nuclear force. If the two particles were to have non-zero quantum spin, then V_grav(r) will be modified by additional spin-orbit and spin-spin correction terms. Furthermore, there are additional velocity-dependent corrections to V_grav(r) that generate the general relativistic post-Newtonian modifications of the classical equation of motion of a particle in a gravitational field.

But the most important characteristic to observe about the quantum antigravity correction term in Equation (23) is that its magnitude is incredibly minute, only affecting bound quantum s-states. In general, quantum gravity correction terms at any level of approximation, whether gravitationally repulsive or attractive, will have coefficients of order G(ħ/c^K) for exponents greater than 1, and therefore will not have a measurable impact on any macroscopic system that embodies any form of propulsion. Because these quantum corrections are so minute, and because there is no single universally accepted quantum gravity theory to work with, investigators have had little reason to look into the potential application of quantum gravity correction terms to antigravity propulsion physics.

However, this isn't the entire story because there are many interesting quantum field theoretic phenomena that exist outside of that which arises in quantum corrections to Newtonian gravity. In what follows, the recent discovery of antigravity forces that arise within both QED vacuum fluctuation and nonretarded quantum interatomic dispersion force theories in curved spacetime are reviewed.

Antigravity via Quantum Vacuum Zero-Point Fluctuation Force

Calloni et al. (References 61, 62) explored the possibility of verifying the equivalence principle for the zero-point energy of quantum electrodynamics (QED). They used semi-classical quantum gravity theory to evaluate the net force produced by quantum vacuum zero-point fluctuations (ZPF) acting on a rigid Casimir cavity in a weak gravitational field. Their analysis assumed the rigid Casimir cavity to be a non-isolated system at rest in the Earth's gravitational field, which is modeled using the standard Schwarzschild spacetime metric geometry, so that they could evaluate the regularized (or renormalized) stress-energy tensor of the quantized vacuum electromagnetic field between two plane-parallel ideal metallic plates lying in a horizontal plane. That tensor encodes the Casimir effect, which has a negative energy density and a negative pressure along the vertical (acceleration) axis between the plates. (See Appendix A for more information about the Casimir effect.) Their results agreed with the equivalence principle because they showed that quantum vacuum ZPF (that is, virtual quanta) do gravitate: the energy of each ZPF mode is redshifted by the factor [1 − 2GM/(c²r)]^(−1/2), even though the modes remain unchanged. In other words, the electromagnetic vacuum state in a weak gravitational field is redshifted. This effect remains true for strong gravitational fields.

The resulting antigravity force derived by Calloni et al. is (Reference 62):

F_CasGrav = π² A ħ g / (180 c d³) ≈ (1.89 × 10⁻⁴³) A g / d³ (24)

in Newtons, where A is the area of the plates and d is their separation. Equation (24) states that a Casimir device in a weak gravitational field will experience a tiny push in the upwards direction (that is, the opposite direction with respect to the Earth's gravitational acceleration). This is consistent with the interpretation that the negative Casimir energy in a gravitational field behaves like a negative mass (Reference 63). This force is actually the sum of two separate force terms: the first term arises from the Casimir energy, which is interpreted as the Newtonian repulsive force on an object with negative energy, and the second term arises from the pressure along the vertical (acceleration) axis, which is interpreted as the mass contribution of the spatial part of the stress-energy tensor. To evaluate the force for the case of any gravitating body of interest, one must replace g in Equation (24) with Equation (2).

Calloni et al. further point out that a real Casimir cavity is an isolated system in which the actual (total) resulting force is the Newtonian force on the sum of the rest-Casimir energy and rest-mechanical mass, whereby the contribution of the vacuum ZPF leads to a gravitational repulsion on the Casimir device given by Equation (25), approximately (4.73 × 10⁻⁴⁴) A g / d³ in Newtons, which is the force that should be experimentally tested. Equation (25) takes into consideration that the contribution to the total force on a real cavity resulting from the spatial part of the stress-energy tensor is balanced by the contribution from the mechanical stress-energy tensor. Given that the typical dimensions of a Casimir device are very small, it appears that this force will be very difficult, if not impossible, to measure using present-day lab technology.

However, Calloni et al. propose an experimental device that could significantly magnify the repulsive force up to a measurable scale. Their proposed device is a multilayered series of rigid Casimir cavities with each cavity consisting of two thin metallic disks that are separated by a dielectric material which is inserted to maintain rigidity. They suggest SiO₂ for the dielectric material because it is an efficient dielectric with low absorption over a wide range of frequencies, and it is an inexpensive material that is easy to fabricate into layers. The introduction of the dielectric material is equivalent to enlarging the optical path length by the refractive index n so that the cavity plate separation becomes nd. The Casimir effect has been tested down to plate separations of about 60 nm, while separations of about 10 nm are possible with present technology. But at separations of 10 nm or less, dielectric absorption and finite conductivity are expected to decrease the effective Casimir pressure compared to a cavity comprised of perfect mirrors. For example, a plate separation of 6.5 nm corresponds to a decreasing factor of 0.07 for plates made of aluminum. Finite temperature and plate surface roughness could also introduce additional corrections to the Casimir pressure. Calloni et al. propose to magnify the total force by using 10⁶ layers of rigid cavities with each cavity having a diameter of 35 cm and thickness of 100 nm, for a total device thickness of 10 cm.

All these engineering factors taken together led Calloni et al. to recast the experimental force into a new form, Equation (26), which carries the number of layers and the decreasing factor as explicit multipliers on the (4.73 × 10⁻⁴⁴) A g / (nd)³ expression, in Newtons. Calloni et al. also suggest that a feasible experiment will require modulating the force in order to obtain a measurable result. They are investigating the possibility of modulating the decreasing factor by varying the temperature in order to induce a periodic transition from conducting state to superconducting state. They estimate that doing this could achieve a maximum decreasing factor of about 0.5, and thus produce a force of about 10⁻¹⁴ N at a modulation frequency on the order of tens of mHz for d = 5 nm and n = 1.46 (for SiO₂ dielectric). This result is more than two orders of magnitude larger than the force which the VIRGO gravitational wave antenna is expected to detect at several tens of Hz. If one could fabricate a device consisting of 10⁹ layers, then the force would be about 10⁻¹¹ N. This suggests that cavities made from thin-film deposited surfaces or photonic band-gap materials would be the best approach for fabricating a multilayer Casimir device.

Bimonte et al. (References 63 to 65) also derived Equation (24) for this very same problem by using Green-function techniques in the Schwinger-DeWitt quantum ether prescription for the regularized stress-energy tensor in a curved spacetime. They also computed the weak gravitational field-induced correction terms for the Casimir pressure on the plates and the total energy stored in the Casimir device, Equation (27), in Joules. The correction terms for the different (measurable) physical quantities of interest are generally of order gd/c².

Finally, Calloni et al. point out that the overriding concern with performing an experiment to test this force is whether cavities can be made sufficiently rigid, if the effect of surface roughness and defects can be quantified to improve the force estimate, and if the necessary signal modulation can be achieved in the lab. However, micro- and nano-manufacturing is maturing to the point where rigidity, surface roughness, and close plate separations are becoming routinely controllable. While the numerical estimate for the force is quite feeble, it is still significant since it is at the very low end of the macroscopic scale, and it might be possible to devise advanced methods to magnify the force to a magnitude that benefits a propulsion application. However, the upward force will have to be larger than the weight of the propulsion system in order to achieve levitation. This could be very difficult to do, but this is a concept that is ripe for further exploration.

Antigravity via Nonretarded Quantum Interatomic Dispersion Force

Pinto (Reference 66) evaluated the net lifting force produced by nonretarded electrostatic dipole-dipole interactions (that is, nonretarded van der Waals dispersion forces) acting on a quantum system of polarizable particles in a curved spacetime. The foundation of Pinto's study was the original discovery made by Fermi (Reference 67) that classical electrostatic theory must be reformulated in a curved spacetime in order to properly evaluate the effects of gravitation upon the Coulomb electric field of a single charged particle. In this case, the Laplace equation of electrostatics for a single charged particle can be generalized in the presence of a gravitational field and then extended to show that a system of classical charged particles undergoes a gravity-induced self-lifting force. Fermi and other investigators arrived at this counterintuitive result by computing the gravity-induced self-force acting on an isolated electric dipole in a weak gravitational field and showing that the self-force (times dipole size) is exactly equal to the gravitational equivalent of the electrostatic internal energy of the dipole.

The net gravity-induced (electrostatic levitation) self-force is given by Equation (28) (Reference 66) in terms of the electric charge on a particle and the radial distance r between the two charged particles in the dipole. There is an additional term of order g²/c⁴ that is neglected because it is negligible in magnitude. Equation (28) states that an electric dipole will experience a push in the upwards direction (opposite direction with respect to the Earth's gravitational acceleration); that is, the dipole undergoes self-acceleration in which one charged particle in the dipole appears to be chasing the other charged particle. As an example, for a dipole comprised of two charges (for example, an electron-proton system) held at fixed r to levitate in the Earth's gravitational field, r would have to be about 10⁻¹⁵ m (the size of an atomic nucleus). An experiment to test this prediction on such a small scale is too difficult to control or measure.

An energy analysis done by Pinto showed that there is a distance r between two charges (each of rest-mass m₀) in a dipole (of mass M_dip = 2m₀) such that their electrostatic potential energy U_dip = −q_e²/4πε₀r becomes equal to the unrenormalized mass of the system. At this distance, the effective total gravitational mass M_dip + U_dip/c² is zero and the self-force alone can support the dipole at rest against its own weight. The self-acceleration of the dipole is such that the acceleration process can continue indefinitely, which poses a problem for energy conservation because the dipole can be left to self-accelerate for an arbitrary period of time and then stopped to harness the resulting kinetic energy. This process could be used to extract unlimited energy from the system. Pinto claims that there is no conflict with energy conservation because the renormalized inertial mass of the accelerating system is M_dip + U_dip/c² = 0 and the total energy of the system is zero at all times regardless of speed. This claim requires reevaluation because there are subtle boundary conditions involved that might have been overlooked in the analysis.

Fermi's discovery led to a new subfield of research devoted to the study of electrodynamics and dipole and interatomic dispersion forces in a curved spacetime. Pinto's theoretical program extended the result of these studies by considering a system of polarizable atoms and adopting an approach in which the effect of a gravitational field in general relativity is modeled as an effective optical medium. In other words, the spacetime vacuum is treated as a non-uniform optical medium with a varying index of refraction that defines the components of a flat spacetime metric geometry (Reference 68). There is no spacetime curvature due to sources of matter in this model; instead its equivalent general relativistic effects (that is, gravitation) are produced by varying the vacuum index of refraction, comprised of the vacuum electromagnetic permittivity and permeability constants, in response to the presence of matter sources. Pinto's lengthy analysis gives the van der Waals dispersion self-force for two polarizable atoms in a curved spacetime (that is, a weak gravitational field) as Equation (29), approximately (2.44 × 10⁻⁵⁷) g/r⁷ in Newtons, where a₀ is the Bohr radius (5.292 × 10⁻¹¹ m), r is the radial distance between two atoms, and the flat spacetime van der Waals interatomic potential interaction energy is taken to second-order in quantum perturbation theory.

Pinto used Equation (29) to estimate the gravity-induced self-acceleration for the case of two hydrogen atoms in their ground state at r = 20a₀, and found a lift acceleration of about 4 × 10⁻¹⁵ m/s². For the case of two positronium atoms, he found about 8 × 10⁻¹² m/s².

Pinto's strategy is to dramatically magnify the self-force to a large enough magnitude that it becomes viable for propulsion applications. He claims that this can be done by manipulating the van der Waals interaction energy, which depends on the atomic polarizability and is strongly affected by the quantum state in which the atoms are prepared. Interatomic forces can also be manipulated by means of external electromagnetic fields that can transform van der Waals forces into a first-order interaction. He evaluated a number of schemes and settled on the following techniques for manipulating dispersion forces: 1) excitation of polarizable atoms to Rydberg states in external time-dependent electric fields, 2) polarizability resonant enhancement by laser radiation, and 3) laser-induced near-zone orientational average of the dispersion force. Also, in order to generate a macroscopic self-lifting force, it will be necessary to apply these techniques to a cluster of trapped atoms because the total self-lifting force acting on the center-of-mass of a trapped gas composed of N identical polarizable atoms is N² times the self-lifting force acting on a single pair of interacting atomic dipoles. Item 1 has a two-part contribution to the magnification of the self-lifting force: one part from the effect of external time-dependent electric fields on atomic polarization, through the atomic polarizability as a function of the electric field frequency and the electric field intensity; another part from using highly-excited Rydberg atoms (with principal quantum number much greater than 1, and Bohr radius scaled by the square of that number) whose polarizability scales as the seventh power of the principal quantum number. Item 2 leads to a magnification by factors of 10³ to 10⁵ over the static value of the polarizability, via detuning of the (laser) excitation radiation frequency from the nearest atomic transition resonance of the atoms in the trapped cluster. Item 3 leads to a further magnification due to the effect of the incident laser radiation on the dispersion force being averaged over all directions, which changes the interatomic potential from a 1/r⁷ form into a gravity-like 1/r potential.

Pinto's study suggests that the combined effect of items 1 to 3 will magnify the self-lifting force to the point where a cluster of trapped atoms will not only hover unsupported in the Earth's gravitational field, but will also generate an additional upward thrust. On the basis of extensive theoretical and empirical studies, along with the typical parameters for laboratory laser and optical atomic matter trap technologies, he estimates a lift acceleration of at least 1.5 g in the upward direction. Trapped atom gravimeters can be used to observe this effect in the lab. Pinto also points out that other polarizable systems such as nanoparticles, microspheres, and quantum dots can be used in place of atoms. The trapping of latex spheres into a form of optical matter by means of intense laser radiation has already been demonstrated in the lab. In addition, an analogy to the item 1 to 3 manipulations that produce dramatically enlarged polarizabilities in trapped interacting nanoparticles and microspheres have also been demonstrated in the lab.

Pinto proposes a levitation propulsion thruster in which the combined system of trapped interacting polarizable particles and external confining fields forms a single thruster element comprising a fraction of the mass of the entire vehicle. The reaction of the self-lifting force exerted by this element against the external confining fields results in the transfer of force (thrust) to the entire vehicle. In order to achieve levitation, this requires that the upward thrust per polarizable particle be larger than its own weight if the fraction of the thrusting mass is smaller than the mass of the rest of the vehicle. The propulsive levitation condition is expressed as F_thrust = (M_veh + m_A N)g, or F_thrust/(m_A N g) ≥ 1, where F_thrust is the total gravity-induced thrust, M_veh is the vehicle mass, m_A is the mass of individual polarizable particles, and N is the total number of trapped polarizable particles (Reference 66).

Pinto identified numerous technical challenges that will have to be overcome before this concept can be put to practice. One challenge is that polarizability resonant enhancement also leads to atomic transitions and decay which result in the recoil and evaporation of atoms from inside the trap. Another is the difficulty of maintaining continued confinement of a trapped cluster of polarizable particles in a specific 3-dimensional array while the cluster is simultaneously opposing the amplified interatomic forces and producing thrust. The confinement lifetime of trapped polarizable particles is finite and there is the possibility that these particles might be evaporated away or destroyed in a time that is too short to deliver the required thrust to the vehicle. Therefore, a scheme for active repopulation of the trapped cluster will have to be developed. The design of particle cluster traps and associated external confinement fields are of primary importance to determine the effective thrusting time of every polarizable particle. In addition, Rydberg atoms suffer from finite radiative lifetimes and are sensitive to external perturbations, so dispersion force manipulation might lead to the ionization of atoms. Tradeoffs will have to be made between all of the relevant system parameters in order to discover the "sweet spot" that achieves levitation and upward acceleration. These and other yet to be identified technical challenges need to be addressed via further empirical and theoretical studies.

V. Conclusion: The Way Forward

This report has reviewed and analyzed a number of antigravity concepts that are found within Newtonian gravity theory, General Relativity Theory, semi-classical quantum gravity theory, quantum field theory, and nonretarded quantum interatomic dispersion force theory. One found that plausible mechanisms exist within Newtonian and general relativistic theories whereby one could embody a realistic device that produces a significant antigravity force. However, one discovered that there are daunting technical challenges that arise in each of the proposed embodiments. Mechanical embodiments that produce antigravity forces require kilometer-sized apparatus, astronomical-sized masses and densities, or extreme mass velocities and accelerations. There are other subtleties involved, such as the possibility of different forms of matter having a highly nonlinear gravitational permeability, which could dramatically mitigate such large-scale requirements (see item 1 below for further discussion).

Negative energy has been produced in the lab in very small quantities. The technologies used for producing negative energy are nascent, and so it will be some time before it can be ascertained whether they are capable of producing the astronomical amounts of negative energy required to generate significant antigravity forces as discussed in Section III-C-2 (see item 2 below for further discussion).

Antigravity forces produced by quantum electromagnetic vacuum ZPF or by nonretarded quantum interatomic dispersion forces in a curved spacetime (that is, gravitational field) are very feeble, but there are proposals based on other theoretical and empirical studies which suggest that these forces can be amplified to macroscopic level. However, there are a number of difficult technical challenges to overcome in order to achieve success.

Going forward toward the demonstration of an antigravity generator will require the following steps to be taken:

Antigravity via Dipole Gravitational Field Generators. Presently, the technology does not exist to achieve the astronomical mass densities, extreme velocities or accelerations of mass motion, and the large device dimensions required to produce large enough antigravity forces for useful propulsion. The issues are: 1) dense materials, and 2) gravitational properties of matter. Forward (Reference 14) suggests investigating neutron-neutron interactions. One could cool a gas of thermal neutrons from a nuclear reactor to extremely low temperatures using magnetic confinement or magneto-gravitational traps, and concentrate them into a small region through the interaction of the trap's magnetic field with the magnetic moment of the neutrons. The Fermi energy of the bound neutrons limits the neutron density to about 10³ kg/m³. However, the formation of putative tetraneutrons or the existence of a superconductive-type phase space condensation will create bosons that do not have this limitation. It turns out that exotic quantum states of matter such as Bose-Einstein (BE) and Fermionic condensates transcend the Fermi energy limit and thus possess highly unusual material properties. BE condensates were first created in 1995 and Fermionic condensates were first created in 2003, but both are still undergoing laboratory exploration.

As for the gravitational properties of matter, one knows from electromagnetism that the permeability of magnetic materials such as iron is anomalously large and nonlinear, which allows for the construction of highly efficient electromagnetic field generators. The gravitational equivalent to the magnetic permeability is a property of matter that is still largely unexplored. A material possessing an anomalously large, very nonlinear gravitational permeability would be useful in the construction of highly efficient, very small scale gravitational field generators. One would expect all materials to have a gravitational permeability that is different from the vacuum value because the atoms comprising any material have quantum spin. Forward (Reference 14) reported that a rough estimate indicates there is a very small difference between the two. It is thus necessary to implement a coordinated theoretical program to determine the value of the gravitational permeability for all known forms of matter and an experimental program to find materials that might possess anomalously large or nonlinear properties that can be used to intensify time-varying gravitational fields. Forward (Reference 14) also described an unsuccessful experimental attempt to find materials that have the property of converting time-varying electromagnetic fields into time-varying gravitational fields. This speculative property exploits the fact that the magnetic and inertial moments are combined in an atom via the usual quantum angular and spin momentum coupling. Other theoretical and experimental concepts incorporating the use of rotating superconductors are reviewed by Hathaway (Reference 69). Note in particular that Hathaway reviews the emerging experimental observations of Martin Tajmar in which an apparent frame-dragging effect is observed near super-cooled rotating rings as measured by ring laser gyros and accelerometers. At the time of this writing these effects were being reported but not yet independently confirmed.

Antigravity via Negative Energy. The assessment provided in Reference 70 concludes that small amounts of negative energy are already made in the lab, but one does not yet know there is access to larger amounts for extended periods of time over extended spatial distributions for the purpose of producing antigravity. In this regard, the following options for further exploration are proposed:

  • Squeezed quantum vacuum generators (see Appendix A): A dedicated research program to develop the two negative energy generator concepts described in Reference 70 will need to be established in order to evolve state-of-the-art quantum optics technology towards producing higher magnitudes of negative energy as well as special techniques required to separate out any positive energy fluxes that accompany the negative energy fluxes. Specifically, the Rabeau et al. (References 71, 72) and Ries et al. (Reference 73) experimental programs should be followed as a template toward this goal. Quantum optics technology via high power fiber lasers, resonators, amplifier stages, beam conditioning stages, and so forth are rapidly advancing. So research should be conducted in parallel to invent additional ways to produce negative energy via innovative quantum optics.
  • Casimir effect: Even though the standard electromagnetic Casimir effect is feeble, and thus not likely to contribute to an antigravity engineering program, there are still a number of other electromagnetic and non-electromagnetic Casimir effects described in Appendix A that require further study. These other Casimir effects have not been explored with an eye toward testing them in the lab, and so there could be important new information yet to be discovered.
  • Moving mirrors (also known as the dynamical Casimir effect; see Appendix A): Even though this concept is too feeble to produce any useful flux of negative energy, the observable effects due to the change in the boundary conditions (for example, moving mirrors or cavity walls) of quantum fields provide crucial information on the quantum vacuum at the macroscopic level. Theoretical and laboratory efforts are underway to understand the dissipative effects of vacuum fluctuations (References 74, 75). This dissipation mechanism should induce irradiation of photons, a phenomenon also known as the dynamical Casimir effect. This can be understood both as the creation of particles under non-adiabatic changes in the boundary conditions of quantum fields, or as classical parametric amplification with the zero-point energy of a vacuum field mode as an input state. More recent developments include models for the super-radiant amplification of photons with particular emphasis on its dynamics and the optimization of the involved parameters. Experimental concepts being pursued will try to reveal directly the presence of a non-empty vacuum by using a specifically designed device to amplify the virtual vacuum photons and produce real electromagnetic radiation via the parametric amplification of the vacuum fluctuations in an electromagnetic cavity. The amplifier is a boundary undergoing an oscillation, and hence radiates energy due to the dissipative action against the vacuum photons. This line of investigation could serve as a very useful probe to explore the possibility of generating large fluxes of negative energy. One expects that a laboratory demonstration of the dynamical Casimir effect will occur before 2012.
  • Dirac field states: As described in Section III-C-1, this involves either the superposition of two single particle electron states or the superposition of two multi-electron-positron states (References 41, 42). This is still a nascent topic of study in quantum field theory. However, already a great deal of technology is dedicated to the manipulation and storage of electrons and positrons via solid state and condensed matter devices and particle accelerators. This research topic should be supported in order to establish how it could contribute to an experimental antigravity program.
  • Quantum coherence effects: Other types of quantum coherence effects not already identified or invented should be theoretically developed and explored for the possibility of finding new free-field or interacting field configurations that produce a significant magnitude of negative energy which could be produced by technological means. (Note that Reference 70 showed that static, radially-dependent electric or magnetic fields and gravitationally squeezed vacuum electromagnetic zero-point fluctuations are not useful forms of negative energy.)
  • Detecting negative energy in the lab: Reference 70 identified proposals for observing negative energy in outer space and in the laboratory, but further work is needed to downscale astronomical techniques for use at the lab scale, and there is need to firm up our understanding of how lab detectors will respond to negative energy in situ if one is to exploit it for the production of antigravity forces. A first step in the latter direction was recently proposed by Marecki (Reference 76) who generalized the analysis of the output of balanced homodyne detectors (BHDs). The most important feature of these devices is their ability to quantify the quantum vacuum fluctuations of the electric field because the output of BHDs provides information on the one- and two-point functions of arbitrary states of quantum fields. Marecki computed the two-point function and the associated spectral density for the ground state of the quantum electric field in Casimir geometries, and predicts a position- and frequency-dependent pattern of BHD responses if a device of this type is placed inside a Casimir cavity. The proposed device allows for the direct detection of quantum vacuum fluctuations and provides a spatial mapping of the negative energy contained inside the cavity. This offers a potential new characterization of ground states in Casimir geometries, which would provide an understanding of the negative energy densities present in some regions in these geometries.
  • Trapping and storing negative energy: Ford and Roman (Reference 20) have only superficially addressed this topic, and there is very little technical literature that addresses it fully. A theoretical program to develop the physics and technology of trapping and storing negative energy will need to be supported, and such a program should be guided by the use of laboratory detectors such as the one proposed in the previous section. However, it is the opinion of the author that free-space negative energy sources appear to be a more desirable option for producing antigravity than stored negative energy.

Antigravity via Quantum Vacuum Zero-Point Fluctuation Force. Calloni et al.'s experimental proposal reviewed in Section IV-A should be funded and performed by a high quality laboratory.

Antigravity via Nonretarded Quantum Interatomic Dispersion Force. Pinto's experimental proposal reviewed in Section IV-B should be theoretically evaluated prior to funding an experiment. This proposal does contain enough rigor and credibility that it warrants a further look.

Appendix A

Static Radial Electric and Magnetic Fields

It is beyond the scope of this report to include all the technical configurations by which one can generate static, radially-dependent electric or magnetic fields. However, there remains the problem of engineering these fields to produce a borderline exotic energy state because classical electromagnetic theory states that every observer will see a non-negative energy density that is proportional to E² + B², where the electric field E and magnetic field B strengths are measured in any observer's reference frame. It is not known how to increase the tension in these fields using current physics, but some new physics may provide an answer. This technical problem must be left for future investigation.

Squeezed Quantum Vacuum

Substantial theoretical and experimental work has shown that in many quantum systems the limits to measurement precision imposed by the quantum vacuum zero-point fluctuations (ZPF) can be breached by decreasing the noise in one observable (or measurable quantity) at the expense of increasing the noise in the conjugate observable; at the same time the variations in the first observable, say the energy, are reduced below the ZPF such that the energy becomes "negative." "Squeezing" is thus the control of quantum fluctuations and corresponding uncertainties, whereby one can squeeze or reduce the variance of one (physically important) observable quantity provided the variance in the (physically unimportant) conjugate variable is stretched or increased. The squeezed quantity possesses an unusually low variance, meaning less variance than would be expected on the basis of the equipartition theorem. One can in principle exploit quantum squeezing to extract energy from one place in the ordinary vacuum at the expense of accumulating excess energy elsewhere (Reference 21).

The squeezed state of the electromagnetic field is a primary example of a quantum field that has negative energy density and negative energy flux. Such a state became a physical reality in the laboratory as a result of the nonlinear-optics technique of "squeezing" — that is, of moving some of the quantum fluctuations of laser light out of the cosine part of the beam and into the sine part (References 77 to 82). The observable that gets squeezed will have its fluctuations reduced below the vacuum ZPF. The act of squeezing transforms the phase space circular noise profile characteristic of the vacuum into an ellipse, whose semimajor and semiminor axes are given by unequal quadrature uncertainties (of the quantized electromagnetic field harmonic oscillator operators). This applies to coherent states in general, and the usual vacuum is also a coherent state with eigenvalue zero. As this ellipse rotates about the origin with angular frequency ω, these unequal quadrature uncertainties manifest themselves in the electromagnetic field oscillator energy by periodic occurrences, which are separated by one quarter cycle, of both smaller and larger fluctuations compared to the unsqueezed vacuum.

Morris and Thorne (Reference 21) and Caves (Reference 83) point out that if one squeezes the vacuum — that is, if one puts vacuum rather than laser light into the input port of a squeezing device — then one gets at the output an electromagnetic field with weaker fluctuations and thus less energy density than the vacuum at locations where the cosine-squared term is unity and the sine-squared term is negligible; but with greater fluctuations and thus greater energy density than the vacuum at locations where the reverse holds. Since the vacuum is defined to have vanishing energy density, any region with less energy density than the vacuum actually has a negative (renormalized) expectation value for the energy density. Therefore, a squeezed vacuum state consists of a traveling electromagnetic wave that oscillates back and forth between negative energy density and positive energy density, but has positive time-averaged energy density.

For the squeezed electromagnetic vacuum state, the energy density is given by Equation (A.1) (Reference 84), in which the field is placed in a box of side length L with periodic boundary conditions, and in which the squeezed state amplitude (giving a measure of the mean photon number in a squeezed state) and the phase of squeezing appear inside hyperbolic sine and cosine functions. Equation (A.1) shows that the squeezed vacuum energy density falls below zero once every cycle when the hyperbolic cosine of the squeezed state amplitude exceeds its hyperbolic sine. It turns out that this is always true for every nonzero value of the amplitude, so the energy density becomes negative at some point in the cycle for a general squeezed vacuum state. On another note, when a quantum state is close to a squeezed vacuum state, there will almost always be some negative energy densities present.

Gravitationally Squeezed Electromagnetic Zero-Point Fluctuations

A natural source of negative energy comes from the effect that gravitational fields (of astronomical bodies) in space have upon the surrounding quantum vacuum. For example, the gravitational field of the Earth produces a zone of negative energy around it by dragging some of the virtual quanta (also known as vacuum ZPF) downward. This concept was initially developed in the 1970s as a byproduct of studies on quantum field theory in curved space (Reference 37). However, Hochberg and Kephart (Reference 33) derived an important application of this concept to the problem of creating and stabilizing traversable wormholes. They showed that one can utilize the negative energy densities, which arise from distortion of the vacuum ZPF due to the interaction with a prescribed gravitational background, for providing a violation of the energy conditions. The squeezed quantum states of quantum optics provide a natural form of matter having negative energy density. The corresponding local vacuum state energy density is proportional to minus ħc divided by the fourth power of the ZPF mode wavelength under consideration in the gravitational squeezing effect (Reference 70).

The analysis, via quantum optics, showed that gravitation itself provides the mechanism for generating the squeezed vacuum states needed to support stable traversable wormholes. The production of negative energy densities via a squeezed vacuum is a necessary and unavoidable consequence of the interaction or coupling between ordinary matter and gravity, and this defines what is meant by gravitationally squeezed vacuum states. One is presently unaware of any way to artificially produce gravitational squeezing of the vacuum in the laboratory for the purpose of inducing an antigravity effect for propulsion applications.

Quantum Vacuum Field Stress: Negative Energy from the Casimir Effect

The Casimir effect is by far the easiest and most well known way to generate negative energy in the lab. The Casimir effect that is familiar to most people is the force that is associated with the electromagnetic quantum vacuum (Reference 85). This is an attractive force that must exist between any two neutral (uncharged), parallel, flat, conducting surfaces (for example, metallic plates) in a vacuum. This force has been well measured and it can be attributed to a minute imbalance in the vacuum electromagnetic zero-point energy density inside the cavity between the conducting surfaces versus the vacuum electromagnetic zero-point energy density in the free-space region outside of the cavity (References 86 to 88). See Figure 4 for an illustration of this effect.

Figure 4. Illustration of the Casimir Effect.

It turns out that there are many different types of Casimir effects found in quantum field theory (References 34 to 36, 40, 89). For example, if one introduces a single infinite plane conductor into the Minkowski (flat spacetime) vacuum by bringing it adiabatically from infinity so that whatever quantum fields are present suffer no excitation but remain in their ground states, then the vacuum (electromagnetic) stresses induced by the presence of the infinite plane conductor produces a Casimir effect. This result holds equally well when two parallel plane conductors (with separation distance d) are present, which gives rise to the familiar Casimir effect inside a cavity. Note that in both cases, the spacetime manifold is made incomplete by the introduction of the plane conductor boundary conditions. The vacuum region put under stress by the presence of the plane conductors is called the Casimir vacuum. The generic expression for the energy density of the Casimir effect is −A ħc/d⁴, where A is the zeta function of the spacetime dimension D divided by 8π². The appearance of the zeta function is characteristic of expressions for vacuum stress-energy tensors. In our familiar 4-dimensional spacetime (D = 4) the constant A equals π²/720. To calculate the stress-energy tensor for a given quantum field is to calculate its associated Casimir effect.

Analogs of the Casimir effect also exist for fields other than the electromagnetic field. When considering the vacuum state of other fields, one must consider boundary conditions that are analogous to the perfect-conductor boundary conditions for the electromagnetic field at the surfaces of the plates (References 34 to 36, 40). Other fields are not electromagnetic in nature; that is to say they are non-Maxwellian, and so the perfect-conductor boundary conditions do not apply to them. It turns out that complete manifolds exhibit what is called the topological Casimir effect for any non-Maxwellian fields.

(The remainder of this subsection — the classification of topological Casimir effects by manifold, the treatment of spinorial fields and fiber-bundle structure, the extra-dimensional brane-world analogs, and the case of non-parallel and curved conductors — is omitted for length; the complete text is at the source.)

Dynamical Casimir Effect: Moving Mirrors

Negative energy can be created by a single moving reflecting (conducting) surface (also known as a moving mirror). A mirror moving with increasing acceleration generates a flux of negative energy that emanates from its surface and flows out into the space ahead of the mirror (References 37, 90). See Figure 5 for an illustration of this effect. This is essentially the simple case of an infinite plane conductor undergoing acceleration perpendicular to its surface. If the acceleration varies with time, the conductor will generally emit or absorb photons (that is, exchange energy with the vacuum), even though it is neutral. This is an example of the well-known quantum phenomenon of parametric excitation. The parameters of the electromagnetic field oscillators (for example, their frequency distribution function) change with time owing to the acceleration of the mirror (Reference 91). This effect is known to be exceedingly small. However, recent theoretical and technological developments suggest that laboratory investigations of the dynamical Casimir effect will begin in the very near future (References 74, 75).

Figure 5. Negative Energy Flux Emanating From a Moving Mirror.

(The numbered reference list, references 1 to 91, is omitted for length; the complete list is at the source.)

The way in

https://documents2.theblackvault.com/documents/dia/AAWSAP-DIRDs/DIRD_19-DIRD_Antigravity_for_Aerospace_Applications.pdfDefense Intelligence Reference Document, Acquisition Threat Support. DIA-08-1003-018, 30 March 2010 (ICOD: 1 December 2009), produced in FY 2009 under the Defense Intelligence Agency Advanced Aerospace Weapon System Applications (AAWSA) Program. Released under FOIA and published by The Black Vault. AUTHOR. The author’s name is withheld under FOIA exemption (b)(6). Internal evidence only: Section IV says the author derived a quantum antigravity correction term in 1984 together with R. L. Forward, with instruction from R. P. Feynman and M. Scadron, at a Hughes Research Labs seminar in Malibu; and the reference list carries a self-citation to E. W. Davis, ’Advanced Propulsion Study’, AFRL-PR-ED-TR-2004-0024. That is an inference from the text, not an attribution. TEXT. Full text below, foreword through Appendix A, pages v to 33, with one mathematical digression inside Appendix A (the classification of topological Casimir effects by manifold and fiber-bundle structure) omitted for length and marked in place. The document carries a copyright warning against further dissemination of its photographs, so the five figures are not reproduced; their captions are kept because they carry information. The numbered reference list (references 1 to 91, pages 34 to 40) is omitted; the complete list is at the source. EQUATIONS. Several equations did not survive text extraction from the scan and are described in place rather than restored, each marked where it occurs; superscripts and subscripts elsewhere were rebuilt from the surrounding definitions and the cited papers.

How to cite it

DIA / AAWSAP contractor (2010) DIRD Antigravity for Aerospace Applications. https://documents2.theblackvault.com/documents/dia/AAWSAP-DIRDs/DIRD_19-DIRD_Antigravity_for_Aerospace_Applications.pdf

Where it sits in the curriculum

What the vacuum isInertia and gravity from the vacuumThe metric, warp drives and wormholesEnergy from the vacuumGravity control and superconductors

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