The Spacetime Metric
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Zeta Functions and the Cosmos—A Basic Brief Review

Emilio Elizalde

Open licence · full text · CC BY 4.0

In one page

Emilio Elizalde, of the Spanish National Research Council, is one of the people who made zeta-function regularisation into a working tool, and this review is his plain-spoken tour of it. The problem it solves is the one at the centre of vacuum physics: add up the energy every mode of every field carries at its floor and the total runs away to infinity. Euler’s zeta function assigns such runaway sums a finite value — this is where the famous result that one plus two plus three and onward equals minus one twelfth comes from — and Elizalde shows how physicists use that to get real, measurable numbers for the Casimir force and for vacuum energy in curved space. The second half turns to the cosmos: the cosmological constant and the vacuum’s zero-point energy enter Einstein’s equations in the same place, and the crude Planck-scale estimate misses the measured value by some 123 orders of magnitude. He then works a model where topology and a light scalar field give a Casimir contribution of the right size.

Why it matters hereThis is the mathematics that turns the zero-point field of chapter 2 from a divergent sum into a number you can compare with a measurement, and it is written by one of its architects. It also states, from inside mainstream cosmology, the two propositions chapters 6 and 13 are built on: vacuum energy is a candidate for the force accelerating the universe, and the size of the gap between the estimate and the measurement is the open question.

What it claims

  1. 01The zero-point energy of a quantum system is one half of the sum of the eigenvalues of its Hamiltonian, and that sum converges only in very special cases. Generically it is a divergent series or integral that must be regularised by mathematical means, and the finite result must then be given a physical interpretation.Section 1, Introduction, Equation 1

    Settled physics
  2. 02Zeta-function regularisation assigns a finite value to such a divergent sum through analytic continuation on the complex plane — the route by which one plus one plus one and onward is evaluated as minus one half, and one plus two plus three and onward as minus one twelfth. These are not tricks: the results obtained this way match the most precise experiments in high-energy physics to more than fifteen digits, and the Casimir-effect measurements agree well too.Section 3.2, The Zeta Function as a Summation Method

    Settled physics
  3. 03The cosmological constant and the fluctuations of the quantum vacuum enter the same term of Einstein’s field equations. Elizalde writes the stress-energy contribution as a possible universal constant, Λc² over eight pi G, plus the summed zero-point energies of the field modes divided by the volume — one geometric, one quantum, added in the same place.Section 4.4, Equations 18 and 19

    Published and peer-reviewed
  4. 04Estimating the vacuum fluctuation energy with a cut-off at the Planck scale and comparing it with the value inferred from the cosmic acceleration originally gave a discrepancy of some 123 orders of magnitude. Several theories of very different kinds have reduced it somewhat, but the discrepancy continues to be very large. What to watch: this is the gap any account of vacuum energy has to close, and Elizalde names the newest attempts at it by Unruh, Leonhardt, Carlip and Santos.Section 6.1, opening; Section 6.3

    What to watch
  5. 05A worked toy model gets the right size. Assume the bulk cosmological constant vanishes, add a cosmic scalar field of very small mass, and let space carry a non-trivial topology with one or two compactified extra dimensions of Planck scale. The Casimir energy density that follows from the boundary conditions comes out at about 10⁻¹⁰ erg per cubic centimetre — the order of magnitude the astronomical observations give.Section 6.1, Two Examples of the Use of the Zeta Function Method

    Published and peer-reviewed
  6. 06Moving boundaries create real particles out of the quantum vacuum — the dynamical Casimir effect. Elizalde’s group showed that a perfectly reflecting mirror is unphysical, since any real mirror becomes transparent at high enough frequency, and that for partially transmitting mirrors the number of created particles is finite and their energy always positive, the whole process expressible by an analytic matrix. The boundaries of the visible universe are expanding, which naturally calls for the effect.Section 6.2, A Brief Update on the Dynamical Casimir Effect

    Published and peer-reviewed

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Abstract

This is a very basic and pedagogical review of the concepts of zeta function and of the associated zeta regularization method, starting from the notions of harmonic series and of divergent sums in general. By way of very simple examples, it is shown how these powerful methods are used for the regularization of physical quantities, such as quantum vacuum fluctuations in various contexts. In special, in Casimir effect setups, with a note on the dynamical Casimir effect, and mainly concerning its application in quantum theories in curved spaces, subsequently used in gravity theories and cosmology. The second part of this work starts with an essential introduction to large scale cosmology, in search of the observational foundations of the Friedmann-Lemaître-Robertson-Walker (FLRW) model, and the cosmological constant issue, with the very hard problems associated with it. In short, a concise summary of all these interrelated subjects and applications, involving zeta functions and the cosmos, and an updated list of the pioneering and more influential works (according to Google Scholar citation counts) published on all these matters to date, are provided.

Keywords: quantum fluctuations; Casimir effect; generalized zeta functions; zeta function regularization.

1. Introduction

The unreasonable effectiveness of mathematics in the natural sciences, as Eugene Wigner put it, is an old and, as of now, still intriguing question. For, in some way, it can be traced back at least to the Pythagorean school (ca. 550 BC, “all things are numbers”), and quite possibly to the Sumerian and Babylonian civilizations, and even perhaps to some more ancient ones. Much more recently, Immanuel Kant wrote that “the eternal mystery of the world is its comprehensibility” and also Albert Einstein, in his essay from 1936, entitled “Physics and Reality”, defended exactly the same concept and with almost the same words. Mathematical simplicity and beauty are commonly considered to be reliable criteria when choosing among different possible theories. However, scientists do not use now words such as ‘comprehend’ or ‘understand’ anymore, at least so often. They have been nowadays replaced by ‘describe’ or ‘model’, in reference to the theories of nature.

An example I particularly like is the following. Let us consider Newton’s law that affirms that two bodies will always attract each other with a force proportional to the product of their masses and inversely proportional to the square of the distance that separates them. This law is very simple and absolutely universal, valid in an enormously wide range of scales, from those of our normal life to the ones of the solar system and even to much larger scales in the cosmos. But, does this mean that we actually understand this law? Not at all; it only means in fact that we can describe this attraction law in an extremely simple, accurate, and universal way. Needless to say, the main point raised before still remains: why on Earth are we able to describe the cosmos in terms of so simple equations, just by using our little minds?

The regularization methods and procedures employed in quantum field theory (QFT), and which we will consider in this paper, constitute clear examples of this unreasonable effectiveness of mathematics. Analytic continuation on the complex plane is fundamental in many of these methods, namely in dimensional, heat-kernel, and zeta-function regularization. After some weird mathematical manipulations, we eventually obtain physically reasonable, experimentally measurable, and even extremely precise results. If not unreasonable, this is at least quite mysterious. Several important physicists, including Albert Einstein and Paul Dirac, the last one a real genius when working in the interface of mathematics and physics, were of the opinion that all these procedures were just unjustified tricks, only admissible for a while, until the real physical theory would finally be discovered. But it turned out that, in the end, these methods could be rigorously justified (at least mathematically) and they were even blessed with the Physics Nobel Prize in several occasions. Although one can argue that this actually happened because of the many and very precise experimental results obtained with those methods; namely, for their effectiveness, rather than because they were reasonable.

We face up an example of this situation when we calculate the very simple case corresponding to the vacuum to vacuum transition, or zero point energy (or, also, the related Casimir energy) of a quantum operator, H, whose spectral values are λ_n.

Equation 1. The zero-point energy E_0 is the vacuum expectation value of the operator H, and equals one half of the sum over n of the spectral values λ_n.

Note this is a simplified notation, since the ‘sum’ over n may actually include a number of different, continuous and discrete indexes. This sum will be convergent in very special cases, only. Generically one will have to deal with a divergent multiple series or integral (or both), which needs to be regularized by some mathematical means. And the final result, even if it is finite, must be interpreted and given a physical sense.

Interestingly enough, series of this same form appear in very different contexts, to wit in music. There, the corresponding eigenvalues are very simple, namely natural numbers and, as eigenvalues of a related physical system, correspond to the standard case of an harmonic oscillator. Actually, in music the harmonic series is defined to be a sequence of sounds, corresponding to pure tones, which in physical terms are sine waves, where each sound has a frequency that is an integer multiple of the lowest frequency of all them, a base note called a fundamental.

Musical instruments often contain an acoustic resonator, most commonly a string or an air column, oscillating simultaneously in various modes. At the frequency corresponding to each mode, the waves travel in both directions along the string or air column, depending on the musical instrument. And they reinforce or cancel each other out eventually forming standing waves. These waves propagate through the air, so that audible sound waves reach us, coming from the instrument. Owing to the typical distance of the resonances, the frequencies are generically limited to multiple integers, called harmonics, of the lowest frequency. This sequence of multiples constitute the harmonic series.

One usually perceives the musical tone of a note as the lowest partial present (the fundamental frequency). This is produced by vibrations along the whole length of the string or air column; but it can be also a higher harmonic chosen by the player. The musical timbre of a constant tone essentially comes from the relative strength of each harmonic. Properly combined, harmonic components can build sublime music and through it we can experience an indescribable, unparalleled pleasure. Without doubt, one of the greatest experiences we can possibly enjoy with our senses.

Back to our mathematics, it is now not surprising that the harmonic mathematical series is defined as follows.

Equation 2. The harmonic series is 1 + 1/2 + 1/3 + 1/4 + ⋯

It corresponds to the sum of all the wavelengths of the successive notes of the vibrating string, which are, as we have already advanced, 1/2, 1/3, 1/4, and so forth, of the fundamental wavelength. Each term in the series, after the first one, is the harmonic mean of its neighboring terms. Mathematically, this is a divergent series, since, for any given value we may fix, a sufficient number of its terms will add up to a value that is larger than the fixed one. The harmonic series is closely linked to the most important and mysterious function of all of mathematics, namely the zeta function, ζ.

Leonard Euler (1707–1783), who was the mathematician who introduced it, firmly believed that “One could assign a number to any series”; that is, of course, in a mathematically consistent way, and also useful for practical purposes. Such statement was meant to be also true, of course, for divergent series. Euler was not able to demonstrate this statement rigorously, but he constructed a procedure (now called Euler’s criterion) designed to obtain the corresponding ‘sum’ for different families of series, which in principle were divergent. However, some other great mathematicians did not agree with him at all, as Abel, for instance, who used to say the following: “Divergent series are the invention of the devil, and it is a shame to base on them any demonstration whatsoever”. The also famous mathematician G. H. Hardy wrote what is now a classic book on this subject, Divergent Series, a very recommendable reference.

In the present paper, a very elementary, highly pedagogical review of the zeta function method will be given, stressing the basic concepts and the history of this procedure, always with the idea of complementing other works where much more rigorous presentations have been given. It will be then explained how the method can be used for the regularization of physical quantities, such as quantum vacuum fluctuations in several contexts, with the use of very basic examples. In special, in Casimir effect setups and mainly concerning its application in quantum theories in curved spaces, together with its different uses in gravity theories and cosmology. A summary of all these concepts and applications, and an updated perspective of the whole development, will be provided in the different sections, as follows. Section 2 is devoted to very basic issues on the zeta function. Section 3 deals with the concepts of a divergent series and of zeta regularization. Section 4 contains a discussion of the interplay between the concepts of vacuum energy and the cosmological constant, from the modern perspective of quantum physics. The section starts with a review of the pioneering observations that led to the proof that the universe is, to very good precision, homogeneous and isotropic; what eventually led to the formulation of the now standard Friedmann-Lemaître-Robertson-Walker (FLRW) model. Section 5 contains a very short introduction to zeta-function regularization in curved spacetime. In Section 6, the quantum vacuum interpretation of (or contribution to) the cosmological constant is used to address the cosmological constant problem. Examples of the use of the zeta regularization procedure in cosmology are there discussed, including also a short incursion in the dynamical Casimir effect. Finally, the closing section, Section 7, is devoted to an overall summary and conclusions.

2. Basics on Zeta Functions

Regularization and renormalization procedures, which are the names of the methods physicists use to fulfill Euler’s dream in Quantum Field Theory (QFT), are fundamental in contemporary Physics. They have proven to be crucial in order to give a sense to all these theories. There are different techniques for implementing these procedures in practice. The problem is the following. When one perturbatively computes say, a correlation function for some QFT, one obtains a formal power series in the bare parameters that characterize the theory. This formal power series is generally divergent, or sometimes asymptotic. In order to be able to manipulate it by using mathematical techniques, the first step is always to produce from it an expression in terms of dimensionless quantities (which replace the dimensional quantities one always starts with). For this purpose, the series (or integrals) one started from are made to depend on some parameter, usually denoted as Λ (a dimensionful scale), and are rendered finite provided Λ does not take on a certain limiting value, corresponding to the physical regime (like the UV) that led to the original divergence. After regularization, we then renormalize and find (in good, so-called renormalizable theories) that Λ drops out of the physical results, which are finally independent of it and of the regularization procedure used.

Actually, there is no mathematically precise, generally accepted definition of the term “regularization procedure” in perturbative quantum field theory. Instead, there are various regularization schemes, all of them with some advantages and disadvantages. Among them, we can count the dimensional, Pauli–Villars, lattice, cut-off, zeta function, causal, and Hadamard regularization. This is, I repeat, a very extensive and fruitful field. It is key for the definition itself of a QFT. I cannot go into any detail of the definitions and main characteristics of the different methods but the interested reader is addressed to the selected references I have given.

Among all these methods, zeta function regularization is particularly elegant and efficient, at least from a mathematical viewpoint. It is in fact the standard method used by mathematicians in operator theories, in the formulation, for example, of the famous Atiyah-Singer theorem. In physics, this constitutes a very important method to obtain, for instance, the energy of the vacuum state for a quantum physical system. This energy could, very possibly, provide a contribution to the universal force (the dark energy), which is responsible for the presently observed acceleration of the cosmic expansion.

The procedure of zeta function regularization is very well suited for calculating the fluctuations of the vacuum energy corresponding to the quantum fields pervading the universe; in particular, their possible contribution to the cosmological constant (cc). A calculation of these fields’ contribution, in order of magnitude, by employing a cut-off of the Planck length order, yields a value that, already at this level, differs in many orders from the one coming from the astronomical results. This is called the cosmological constant problem. Such an issue, which implies at first sight an impossible fine tuning, is not easy to solve, as widely known. Thus, several authors still start by first trying to solve the old problem; namely they intend to prove that the ‘naked’ value of the cc could still be zero, in the hope that there might appear some non-vanishing additional perturbations thereof, which would eventually lead to the (small) observed result.

Some time ago, we also worked on this problem in a quite analogous way, and considered the additional contributions to the cc, which could possibly appear when taking into account the effects of a non-trivial topology for the space and also depending on the boundary conditions, which usually are imposed on braneworld models and some other ones that are discussed in the literature. This would be, more specifically, a sort of Casimir contribution. We still expect that it might play an important role in cosmology, and it will be reviewed here. If we could prove that, for some reason, the (let us call it bulk or naked) value of the cosmological constant is actually zero (there are some results that indicate this could be true), in this case we would just be left with such small additional contribution, which appears from the non-trivial topology and/or the boundary conditions. If the value that we obtain, coming from these perturbations, would have at least the correct order of magnitude, as compared with the astronomical data (and the right sign too, what is also quite an issue), then we would be on the right track to solve this fundamental problem. The last part of the argument was shown to be indeed realizable, at least in a crude approach, in some simple examples that capture the essence of the procedure.

A further step in this direction is to introduce into the play the so-called dynamical Casimir effect (or sometimes Davies-Fulling theory). It is still not yet completely clear how this effect should be taken into account in cosmology, but it is a fact that the boundaries of (at least the visible) universe are expanding with it and this naturally calls for that effect. Some ideas concerning the renormalization at laboratory scales of such effect have been already pursued, with quite hopeful results. We will briefly discuss those issues later.

At the one-loop level the zeta function method is at its best. At such level, this method is defined rigorously, and many QFT calculations there are reduced, basically and from a mathematical perspective, to calculate the determinants of elliptic pseudodifferential operators. It should not be surprising, therefore, that the most common definition of determinant for dealing with those operators is the one that emerges from the zeta function corresponding to the operator.

A crucial point is now the following. The zeta function regularization method relies, for its practical application, on the existence of explicit and particularly simple expressions, which provide the analytic continuation of the series defining the zeta function, ζ(s), on the right of the abscissa of convergence, where the function is well defined as an absolutely convergent series, to the other side of the complex plane. Aside from the reflection formula of the corresponding zeta function in each case, which is known to exist always, there are also some other fundamental expressions that are much more useful in practice. We are talking of Poisson’s and Plana’s summation formulas, the Jacobi theta function identity, and the Chowla-Selberg series formula, among others. The problem is now that these formulas are usually restricted to rather concrete zeta functions, and also, that the derivation of the explicit, final expressions is very often rather difficult, and they are not available in the literature, in some cases. For instance, until a few years ago, the Chowla-Selberg (CS) series formula was only known explicitly for the original case of the homogeneous Epstein zeta function in two dimensions, but not in inhomogeneous cases and neither in higher dimensions. Moreover, all such expressions rely on the much important detail that the running index for the sum must go over a whole lattice, for example, extending from minus infinity to plus infinity, every single index. The formulas are no more valid in the case of truncated sums — which are precisely the ones that more often appear in physics. In those cases one can only get much more involved, asymptotic expressions.

A basic and very important property common to any zeta function is the so-called reflection formula or functional equation.

Equation 3. For the Riemann zeta, the reflection formula relates the value of the function at s to its value at 1 − s, through gamma-function and power-of-pi factors. In general, for an arbitrary zeta function Z(s), it can be written as Z(ω − s) = F(ω, s) Z(s).

This formula provides the explicit expression of the analytic continuation, in the way we have explained. In very simple situations, this is practically all the story, and the short description of the zeta function method could actually be finished here. At least in principle, as we will now discuss. The problem being namely that the expression obtained by analytic continuation is also a series, and will again converge very slowly (power slow convergence, in fact, the same type displayed by the original series on the right of the complex plane). Neither the original series expression for the zeta function nor the analytically continued one on the left-hand side of the complex plane are of much use for dealing with values of the variable that are close to the abscissa of convergence. As discussed in much detail elsewhere, one has to add an incredible number of terms of the zeta function series in order to get a value that makes sense as a reliable approximation, when approaching this abscissa. That is why the following addendum to the short story is so important.

For the case of the Epstein zeta function, an exceptional formula was found by S. Chowla and A. Selberg (details on it will be given later) in the two-dimensional case, which exhibits exponentially fast convergence everywhere on the complex plane (not only on the extended domain). These authors were very happy to have obtained such formula, as we can see if we read their original articles. In an earlier paper, a first attempt was carried out by the author of the present paper to try to generalize this formula to the case of non-homogeneous zeta functions, since this is crucial for physical applications. This extension was still in dimension two, what was then believed to be a constraint of the CS expression. Some time later, extensions to an arbitrary number of dimensions, in the cases of a quadratic, homogeneous form and of a non-homogeneous form (the quadratic one, plus an affine form) could be also constructed. In any case, some of these new expressions (and in particular those for the zero-mass case, which correspond precisely to the original CS formula) turned out to be not explicit, but just recurrent expressions. The solution to the problem had the form of a quite involved recurrence — this was also probably the reason that the CS formula could not be generalized so easily to Epstein zeta functions in higher dimensions. Finally, at a second stage, we were able to explicitly solve the recurrence and, in this way, explicit formulas extending the CS series formula could be finally obtained, for the first time. I should note here that all this work was carried out by the author of the present paper, which he is actually very proud of.

Let us conclude this section by recalling that, on top of the quadratic case, directly corresponding to the Epstein zeta function and its generalization, another very important one is the linear case, which in spite of its simple aspect is also very difficult, too. It is equally important because it has a lot of applications in physics, where it corresponds to a system of harmonic oscillators or of a multidimensional oscillator. The most general zeta function corresponding to the linear case goes under the name of Barnes zeta function. Once more, we also miss, in this case, many explicit formulas corresponding to the most general expression, in particular for its derivatives.

3. On Divergent Series and Zeta Regularization

After this very general overview of the most common zeta functions, let us start again from the beginning; this time from the viewpoint of the already announced divergent series. As is usual in modern presentations of mathematical theories, and following Hardy, one usually starts the discussion of divergent series by listing some reasonable axioms to be fulfilled, in order to give sense to their sum; like the following ones:

  1. If a0 + a1 + a2 + ⋯ = s, then k·a0 + k·a1 + k·a2 + ⋯ = k·s.
  2. If a0 + a1 + a2 + ⋯ = s, and b0 + b1 + b2 + ⋯ = t, then (a0 + b0) + (a1 + b1) + (a2 + b2) + ⋯ = s + t.
  3. If a0 + a1 + a2 + ⋯ = s, then a1 + a2 + ⋯ = s − a0.

Let us now consider a couple of very simple examples.

  1. From axiom 3, for the series s = 1 − 1 + 1 − 1 + ⋯, we obtain s = 1 − s, and from there s = 1/2. This seems reasonable, because the partial sums of this series oscillate between 0 and 1, and 1/2 is the middle value.
  2. From axiom 2, we see that for t = 1 − 2 + 3 − 4 + ⋯, when we subtract it, term by term, from the series in the preceding example: s − t = t. Thus, it turns out that t = s/2 = 1/4. This value is not so easy to understand, logically. The same will occur with many other of the divergent series we will encounter.

We now go back to the very simple divergent series we started with, namely 1 + 1 + 1 + ⋯ It is much more difficult to treat, to give a sense to this series. In particular, the above axioms are not enough to resolve this case. But actually, the axioms were only an initial approach to the problem. In the mentioned book by Hardy we can find many other interesting approaches and techniques to deal with divergent series. They are due to Abel, Euler, Cesàro, Bernoulli, Dirichlet, Borel and other famous mathematicians. Analytic continuation procedures, which work on the complex plane, are among the most powerful of them. And zeta function regularization is one of these methods.

Before going into this procedure, let us just mention how some others work, for comparison. We say that a divergent series a0 + a1 + a2 + ⋯ is Cesàro summable, with sum equal to s, if it turns out that the limit of its partial sum means exists, and that this limit is s — that is, the limit as n grows without bound of A_n divided by n, where A_n is the sum of the first n terms. There are some extensions to this criterion, leading to a family of Cesàro summability criteria.

As a second example, the above divergent series is termed Abel summable, with sum s, provided that the power series f(x), formed with the same coefficients, is defined for x between 0 and 1, and that its limit when x tends to 1 from the left exists and equals s. For the interested reader, in Hardy’s book one can find many other useful criteria.

(Section 3.1, Zeta Regularization in a Nutshell, is omitted for length; the complete text is at the source.)

3.2. The Zeta Function as a Summation Method

From the construction of the zeta function carried out above, it is not difficult to guess how the summation method associated with it will proceed. We go back to the most simple example of all, the one at the very beginning, and then continue with similar cases.

  1. In view of the zeta function definition, we envisage the series S1 = 1 + 1 + 1 + 1 + ⋯ as a particular value of the Riemann zeta, namely when s = 0. But this point is on the left half of the complex plane, as divided in two by the abscissa of convergence. There, the series as such diverges; but it is not the series which gives the value of the zeta function there, not on that side of the plane. There, we must use its analytic continuation, which is nicely defined and yields a perfectly finite number, namely −1/2. Thus S1 = ζ(0) = −1/2. This is therefore the sum of the series 1 + 1 + 1 + 1 + ⋯, when we view it as a particular value of the zeta function.
  2. Next, let us consider S2 = 1 + 2 + 3 + 4 + ⋯ Without more ado, we immediately recognize that this is the zeta function when the exponent is set to s = −1. We look at the value of the Riemann zeta there, and it turns out to be −1/12. Therefore, S2 = ζ(−1) = −1/12.

At this point I cannot refrain from telling the reader some curious story, directly related with the above use of the zeta function; an experience I had some years ago, and not just once, but twice! Within an interval of less than two years, two highly distinguished physicists, Andrei Slavnov and Francisco Ynduráin, came to give a seminar in Barcelona. It was not at the same time, and the subjects of their talks were quite different. But, what was extraordinarily remarkable was the fact that, on both occasions, the corresponding speaker turned towards the audience, at some point, staring for a moment at everybody’s face and said, with an authoritative voice, the same sentence, almost word by word: “As everybody knows, 1 + 1 + 1 + ⋯ = −1/2”. In my understanding, the meaning was something like: The ones who do not know this, they better leave the room. It brought to my mind the statement written at the door of the Pythagorean school: Do not cross this door the ones who do not know Geometry.

An intriguing question that immediately appears on viewing these results is, how a series with all positive terms can eventually yield a negative result. This seems very strange and one could easily conclude that those mathematical manipulations, these analytic continuations on the complex plane can have nothing to do with real physics. In other words, this is a very extreme case of the unreasonable effectiveness of mathematics in the physical world. And it is in fact so, because using these weird results, as Slavnov and Ynduráin and a lot many other practitioners do in QFT — to match the results of the most precise experiments in high energy physics ever done — show a coincidence with the experimental results of more than 15 digits. This is very spectacular. The experiments carried out on the Casimir effect show also a very good agreement, taking into account the problems one has to face to design and carry out such experiments in a properly controlled way.

Now, a not less important, computational issue. As we have seen, the zeta function regularization method relies on the analytic continuation of the corresponding zeta function. And the question is, how easy is it, in practice, to perform those continuations? Will this involve lengthy calculations every time, and on varying circuits of the complex plane? In fact this is not the case. From a theoretical viewpoint, the answer would be immediate: just use the reflection formula (or functional equation) of the corresponding zeta function. In practice, however, such expressions are usually not very useful, for fast and accurate calculations; in fact, by using them we are going back to the series expansions we had at the beginning (the Riemann series again). This is however not the end of the story, since presently very effective new formulas have been found, converging exponentially fast on the whole complex plane (with the only exception of some singular points, since the zeta functions are meromorphic, generically), as the Chowla-Selberg series formula and some others. These identities endow with enormous power the method of zeta function regularization.

4. The Friedmann-Lemaître-Robertson-Walker (FLRW) Model and the Cosmological Constant

(Section 4.1, Towards the Observational Justification of the FLRW Model, is omitted for length; the complete text is at the source.)

4.2. The Universe Is Indeed Homogeneous and Isotropic

The reader should be warned against confusing isotropy and homogeneity. Homogeneous is defined as “the same in all locations” while isotropic means “the same in all directions”. The pattern of a red brick wall, as the well-preserved ones we can still admire in Beacon Hill, in Boston, to put just an example, is homogeneous but it is not an isotropic pattern. The pattern of light rays emitted in any direction by a bulb or a candle in absolute darkness, on the contrary, is in fact isotropic, but it is not homogeneous. If we were placed in the middle of an infinitely large field, on top of a perfectly symmetric hill, while the rest of the field was completely flat, then, by looking around us we would see a perfectly isotropic landscape, the slopes of the hill being exactly equal in all directions. In this case, we would see isotropy, from our viewpoint, but the whole field would not be homogeneous, since there is this hill, we are sitting on top of.

Back again to correlation functions, it were accurate measurements of two-point correlation function for the galaxy distribution that provided the first direct evidence for the statistical homogeneity, at sufficiently large scales, in the cosmic matter distribution for the first time. This long-standing problem was solved, in a first approach, by Totsuji and Kihara (1969). They concluded in their work that “The correlation function for the spatial distribution of galaxies in the universe is determined to be (r0/r) raised to the power 1.8, r being the distance between galaxies. The characteristic length r0 is 4.7 Mpc. This determination is based on the distribution of galaxies brighter than the apparent magnitude 19 counted by Shane and Wirtanen (1967). The reason why the correlation function has the form of the inverse power of r is that the universe is in a state of ‘neutral’ stability.” A good way to circumvent elaborated mathematical formulations in this matter is to get a deeper physical insight into the gravitational many-body problem. This is what Totsuji and Kihara did and allowed them to reach their conclusions. Previously, there had been intensive discussions on the different guesses at an exponential or Gaussian form for the correlation function. The mentioned results allowed to consider galaxy clustering as just a phase transition from an initial Poisson distribution to a final correlated distribution, which was slowly developing on always larger scales with the evolution of the universe.

The importance of these concepts comes from the fact that the cosmological principle is a very essential ingredient in modern cosmology. That is, the hypothesis that the universe is both homogeneous and isotropic, on large scales. It is the basis of the FLRW solution. This assumption has been confirmed and justified by studies of very different kind, in particular, of the distribution of large-scale structures in the universe and from very accurate analysis of the microwave background radiation. The announcement of the discovery of the Cosmic Microwave Background by Penzias and Wilson in 1965 provided already a quite strong proof of the homogeneity and isotropy of the cosmos. The deviations from homogeneity in the CMB radiation, as we now know, are in fact of about a part in 10⁵; what for a while made it even too homogeneous and created a severe problem when one wanted to find the necessary inhomogeneities, which should serve as seeds for star and galaxy formation. This problem has been solved in the meanwhile, with the new results that were obtained by the Wilkinson Microwave Anisotropy Probe (WMAP) and Planck missions. Very accurate maps of the whole universe showing the temperature fluctuations of the CMB have been produced, with increasing definition, by the Cosmic Background Explorer (COBE), WMAP and Planck.

Figure 6. The Cosmic microwave background (CMB) anisotropies as observed by Planck. The CMB is a snapshot of the oldest light in our Universe, imprinted on the sky when the Universe was just 370 to 380 thousand years old. It shows tiny temperature fluctuations that correspond to regions of slightly different densities, representing the seeds of all future structure: the stars and galaxies we see today. Science and Exploration, Planck CMB. Copyright ESA and the Planck Collaboration.

It is not that easy to draw such maps. Many different effects and contributions, as dipole and quadrupole contributions, foregrounds, the galaxy plane contribution, observational biases, and many other, must be taken into account and conveniently subtracted from the raw image.

Provided big enough regions are considered, of some 100 Mpc or larger, our universe is seen to approach homogeneity, as measured now from the matter distribution.

4.3. On the Topology and Curvature of Space

The FLRW model for the universe corresponds to the only family of solutions of Einstein’s field equations which has been shown to be compatible with the assumptions of homogeneity and isotropy of space. This is nowadays the standard model of the cosmos. But, we should remark that the FLRW one is in fact a family of solutions, with a free parameter, the curvature k, which can be either positive, negative or zero (the flat or Euclidean case). This curvature, or equivalently the curvature radius, R, is not fixed by the theory and should be determined from the cosmological observations. An important point is that the FLRW model, as is also the case with Einstein’s equations themselves, can only provide local properties, not global ones. These equations cannot give an answer to the question about the overall topology of the cosmos, on whether it is open or closed, or if it is finite or infinite. It is of course quite clear that, if not infinite, our universe is, in any case, extremely large, and very possibly we humans will never be able to reach more than just a tiny part of it. Even then, the posed question remains still very appealing. Note that all this discussion concerns only three dimensional space curvature and topology, time will not be here involved.

4.3.1. On the Curvature of the Universe

Probably, the first serious attempts to measure the possible curvature of the physical space go back to Gauss. With vertexes placed on the peaks of three German mountains, Brocken, Inselberg, and Hohenhagen, he tried to measure the sum of the three angles of the triangle that was formed. He was in search for evidence that the geometry of space was non-Euclidean. But one needs a much bigger triangle in order to find the possible non-zero curvature of space and the idea, although extremely brilliant for the time, was condemned to failure. More recently, cosmologists have measured the curvature radius R by using the largest triangle available at present, which is namely one with us at one vertex and with the other two situated on the hot opaque surface of the ionized hydrogen that delimits our visible universe and emits the CMB radiation, from some 370 to 380 thousand years after the Big Bang. As is known, the CMB maps exhibit hot and cold spots. It can be shown that the characteristic spot angular size corresponds to the first peak of the temperature power spectrum, which is reached for an angular size of 0.5 degrees (approximately the size subtended by the Moon) if space is taken to be flat. Spots should be larger (with a corresponding displacement of the position of the peak), if space has in fact a positive curvature, and correspondingly smaller if its curvature is negative.

Some years ago, the big amount of data obtained by balloon experiments (BOOMERanG, MAXIMA, DASI), combined also with galaxy clustering data, and submitted all together to a joint analysis, produced as a first result a lower bound for the magnitude of R of more than 20h⁻¹ Gpc, that is, twice as large as the radius of the observable universe, of about 9h⁻¹ Gpc.

More recently, the universe curvature has been measured using a combination of different techniques, by Planck (2018 data), also by using cosmic microwave background lensing, and baryon acoustic oscillation data. The Planck satellite, a joint effort between NASA and the ESA, did the latest effort to map the CMB across the whole sky. Planck measured the CMB to the greatest level of precision yet attained. Its most recent data were released in 2018 and from the CMB, as recorded by Planck, it seems that our universe might be closed, although the measurement is not significant enough. This is intriguing because, as we saw above, previous measurements suggested that our universe should be flat. It has been claimed that without CMB lensing or BAO, Planck 2018 results show a moderate preference for a closed universe, with Bayesian betting odds of over 50 to 1 against a flat universe, and over 2000 to 1 against an open universe.

On the other hand, recent measurements of the cosmic microwave background by the Atacama Cosmology Telescope have found that the universe is flat, and with its density matching the critical density: “We find no evidence of deviation from flatness supporting the interpretation that the [deviation seen by Planck] is a statistical fluctuation”. This was in answer to the tension coming from the Planck 2018 data analysis showing a deviation from flatness and a preference for a closed universe. This issue has not been closed yet, and it will be interesting to keep track of further developments on this point.

4.3.2. On the Topology of the Universe

As we said before, the equations for General Relativity do not determine the topology of the cosmos. Neither give they clues about the universe being finite or not. In the simplest case, our universe could perfectly be flat and finite. As of yet, there is no clear evidence against this. Anyhow, talking of other possibilities, of non-trivial topologies, from the theoretical viewpoint the most simple one is the toroidal topology (that of a tire, but three dimensional). The author of the present paper has profusely considered this topology before, in different aspects of the Casimir effect and, in particular, in relation with a possible Casimir effect at cosmological scale. We will return to this point later in the paper. And, indeed, there have been projects aimed at looking for traces of these and more elaborated topologies in the cosmos — as those corresponding to negatively curved but compact spaces — without success, in spite of the fact that some circles in the cosmic sky with near identical temperature patterns could be identified some years ago. And still, from time to time, some paper appears proposing a new topology. Anyway, summarizing all those efforts and the observational evidence, as of now: once biases on the numerical data are taken care of (what did not happen in some case, leading for a time to erroneous conclusions), we presently conclude that the available data point towards a very large (possibly infinite) flat universe.

4.4. The Cosmological Constant and Quantum Vacuum Energy

In General Relativity the most easy and natural way to explain the accelerated expansion of the cosmos is to involve the cosmological constant. In this way, Einstein’s ‘great blunder’ might turn out to be in the end, quite possibly, one of his greatest discoveries. It seems to be the only way to explain the universal acceleration, within his theory, which has now become the standard theory of gravity. There are, of course, some alternatives, extended gravities of different kind, but the standard cosmological model has been fixed to be, since some decades already, and remains so up to now, the ΛCDM model. And this is so, in spite of the fact that the small value of the fitting Λ has proven to be extremely difficult to explain.

In any case, for elementary particle physicists, the cosmological constant still constitutes now (in the words of J. Bjørken, pronounced long ago) “a great embarrassment”. But interpreted as a quantum vacuum contribution, the numbers are still off (if we compare them with physical data) by too many orders of magnitude. This has been an issue for a very long time, almost a century, if we consider that the problem started with the early discovery of the zero-point energy contribution in quantum physics.

In the 1980s, theoreticians tried to prove that Λ should be zero (Coleman, Weinberg, Polchinski, and others). This was already quite hard and no one succeeded. But we have now learned that Λ should actually not vanish, although its value is very small. It might be indeed a true universal constant, as was namely the first thought of Einstein himself when he introduced it for the first time in 1917.

The cosmological constant is thus very important in cosmology, as we have just said but, in complete independence (in principle) of the cosmic acceleration, it is also very important in the formulation of the local structure of fields and particles, as it shows up in the stress-energy density corresponding to the vacuum.

Equation 18. The cosmological-constant Lagrangian can be written as the spacetime integral of the vacuum energy density µ raised to the fourth power, which is equivalent to the same integral of λ divided by eight pi G.

Thus, the two contributions go together in the stress-energy tensor on the right-hand side of Einstein’s field equations: a possible universal constant and the contribution of the fluctuations of the quantum vacuum (allowed by Heisenberg’s uncertainty principle). Namely:

Equation 19. The total is Λc² divided by eight pi G, plus, divided by the volume, the sum over the field modes i of one half h-bar c times ω_i.

4.5. From General Relativity to Cosmology: On the Meaning of Einstein’s Equations

Consider the Einstein field equations including the cosmological constant term.

Equation 20. The Einstein tensor G_µν minus Λ g_µν equals minus eight pi G times T_µν, where G_µν is defined as the Ricci tensor R_µν minus one half g_µν R, and R is the trace of the Ricci tensor.

Equation 22. Starting from the Einstein-Hilbert action — the integral over spacetime of the square root of minus g times the quantity R minus 2Λ, divided by sixteen pi G, plus the integral of the matter Lagrangian — these equations follow from a variational principle.

They have a very deep and revolutionary physical meaning, as we all know. Let us here recall the main principles that Einstein put inside, when he constructed his equations:

  • In partial fulfillment of Mach’s principle, he established in his theory that the following ingredients were on the same footing: the space-time geometry (curvature), radiation energy, matter, and the cosmological constant.
  • The geometric term, G_µν, would consist of a linear combination of the metric, g_µν, and of its first and second order derivatives, only.
  • The energy-momentum tensor, T_µν, would contain all possible forms of matter and energies in the universe, other than the gravitational one.

There is a very interesting discussion by Frank Wilczek on the fact that Einstein did not actually succeed in embedding in General Relativity the whole content of Mach’s principle. But actually many aspects of his theory, among them frame warping and frame dragging — by distributions of matter and rotating massive shells, respectively — can indeed be found in Einstein’s field equations.

In cosmology, an equivalent but much more employed expression for Einstein’s equation is given in terms of the redshift z (this can be viewed, in practice, as the inverse of the cosmological time).

Equation 23. The Hubble distance d_H(z) equals the inverse Hubble constant times the inverse square root of the sum of four terms: the radiation density parameter times (1 + z) to the fourth power, the non-relativistic matter density parameter times (1 + z) cubed, the curvature term (1 − Ω) times (1 + z) squared, and the vacuum term.

If we look at it carefully, we will easily discover that this equation contains the whole (thermal) history of our universe. To this end, just notice that the different contributions are simply monomials in 1 + z, of orders 4, 3, 2, and 0, respectively. For very small times, equivalently, when z is very large, the radiation term, of order 4, dominates over the rest. As time increases, z goes down, and for a specific value of z (which can be obtained equating the terms of orders 4 and 3), a transition occurs from the radiation dominated epoch to that of matter domination. And so on, with the rest of the monomials. Subsequently, a curvature dominated epoch follows, until the cosmological constant term takes eventually over. The values for which these transitions occur are usually termed z_eq and z_curv, and are given by the ratio of the matter to the radiation density parameters, and by the inverse of the matter density parameter minus one, respectively.

To summarize, the history of the universe, according to Einstein’s General Relativity theory, goes through the following different epochs: it starts with radiation domination, then comes matter domination, then the curvature domination period, and finally the present epoch in which the cosmological constant dominates. That is, in very few words, the entire thermal history of our Universe.

5. Zeta-Function Regularization in Curved Spacetime

One can quite safely say that zeta-function regularization in physics was introduced by Stephen Hawking. Although, previously, there had been several published papers that had already used the basic idea behind it, it was Hawking who clearly defined the complete procedure for the first time, as a fundamental tool for carrying out the regularization of the infinities that appear in QFT in curved spacetime. The main ideas behind the method, that justify departing from the more canonical procedure, are as follows. In principle, Quantum Gravity can be approached by employing a canonical procedure, namely through the definition of a time arrow and by working then with equal-time commutation relations, on the space-like hypersurfaces perpendicular to it. But there are some arguments against this way of proceeding, among them the following ones:

  1. Many of the topologies for the space-time manifold are actually not product topologies, of the form R × M3, to allow such procedure.
  2. Some of these non-product topologies are actually quite interesting and worth of study exactly as they are, without unjustified simplifications.
  3. In view of the Heisenberg uncertainty principle, in quantum mechanical setups the meaning of ‘equal time’ looses precise sense and one is bound to look for alternatives.

It is then understandable that one turns to consider other procedures, in particular and most naturally, towards the path-integral approach.

Equation 25. The transition amplitude between two sets of metric, matter-field and surface data is given by a functional integral over all metrics and matter fields, of the exponential of i times the action.

Equation 26. Here the action S is the integral over spacetime of the square root of minus g times the quantity R minus 2Λ, divided by sixteen pi G, plus the integral of the matter Lagrangian times the same square root — R being the curvature, Λ the cosmological constant, g the determinant of the metric.

Then, by imposing that the action S be stationary under the appropriate boundary conditions — the variation of the metric vanishing on the boundary, and its normal derivative vanishing there as well — one obtains the Einstein field equations, with T_ab the energy-momentum tensor of the matter fields, itself obtained by varying the matter Lagrangian with respect to the metric.

In curved spacetime backgrounds, the path-integral formalism provides a way to deal with QFT ‘perturbatively’. One first defines a Euclidean action by means of a rotation in the complex plane, and by substituting the time separation with an imaginary interval one can then introduce, in a most simple way, the finite temperature formalism, which yields the partition function as the sum over states of the exponential of minus the inverse temperature times the energy.

And now if, as is usual, the Feynman propagator is obtained as the limit of the thermal propagator for large inverse temperature, then it comes into play the very interesting result we obtained some time ago, namely the usual principal-part prescription in the zeta-function regularization method need not be imposed as an additional assumption, since it beautifully follows from, and thus can actually be replaced by, this more general (and natural) principle. Ours was quite a remarkable result for completing the formalism.

In order to calculate the path integral, usually the stationary phase approach is used. It is also known as the one-loop, or WKB approximation and proceeds by performing an expansion around a fixed background — the metric and the matter field each written as a background value plus a fluctuation — what leads, in the Euclidean metric, to the action of the background plus a quadratic term in the fluctuations plus higher orders. The result is very conveniently expressed in terms of determinants, corresponding to the bosonic and/or fermionic fields which appear in the calculation. If we denote with A and B the respective pseudodifferential operators associated with the physical quantities in the Lagrangian, the bosonic contribution is the inverse determinant of A scaled by the renormalization mass, and the fermionic contribution the determinant of B similarly scaled. And that would be the end of this very brief introduction to the method. We will now see how these determinants can be regularized by using the zeta function procedure.

(Sections 5.1, Some Words on the Calculation of the Determinants, and 5.2, An Update of the Most Influential Contributions on Zeta Function Regularization, are omitted for length; the complete text is at the source.)

6. Quantum Fluctuations of the Cosmological Vacuum Energy

6.1. Two Examples of the Use of the Zeta Function Method

The discovery of the accelerated expansion of the universe by two different groups some twenty years ago brought back to the forefront the discussion of the possible existence of a non-vanishing cosmological constant. In fact, after many profound studies, data analysis corresponding to accurate astronomical observations, and after lots of new data have been gathered — what is very important, from absolutely independent perspectives — and after hot discussions on possible alternatives or generalizations of the Einsteinian General Relativity theory, the present accepted model of the universe, adopted as the standard cosmological model, is the so called ΛCDM model, or cold dark matter model with a small cosmological constant Λ.

Following these first pioneering works in which the cosmic acceleration was discovered, some balloons were flown that confirmed the first results, in particular BOOMERanG and MAXIMA-1. Later, confirmatory evidence has been found in the analysis of baryon acoustic oscillations (BAO), in analyses of the clustering of galaxies at large scales, in much more extensive and precise supernova observation, in precise determinations of the age of the universe, and in the results coming from gravitational waves as standard sirens. Finally, the most simple solution, and which is in accordance with the astronomical results, has been to recover Einstein’s cosmological constant term. Its precise value has been fixed, in the available models, from the data coming from those observations.

It was Weinberg who said some time ago in a review paper that it was “even more difficult to explain why the cosmological constant is so small but non-zero, than to build theoretical models where it exactly vanishes”, what was already hard enough. The original discrepancy between the observed value of the quantum fluctuations of the vacuum state of the fields pervading the universe, which should be observed in fact, and the value coming from the universe acceleration, which according to crude order of magnitude estimations in terms of a cut-off of the Planck order (beyond which QFT is no more reliable), was of some 123 orders of magnitude. It has been reduced somehow, according to several theories of very different kind. However, the discrepancy continues to be still very large.

The fine-tuning cancellation of such enormous values is very difficult to grasp and a very hard question to answer. Rather than following this way, in this section we will review a simple model, coming from an idea that was proposed by the author some time ago. The idea is to consider different possible topologies of the universe, with some of its three large dimensions compactified, and with a number of extra dimensions, of the order of the Planck length, some of which might be compactified, too. One thus deals with the global and local topology of the universe. A second ingredient was a possible scalar field pervading the universe. In inflationary models, quintessence theories, and modified gravity theories of several kinds this sort of fields are common. We did not address the old problem of the cosmological constant, which is extremely hard to solve. We just constructed a simple toy model to show that one could easily obtain some contributions to the vacuum energy density of the right order of magnitude, that is, the one dictated by the astronomical observations, namely a vacuum energy density of about 10⁻¹⁰ erg per cubic centimetre. It was namely the new cosmological constant problem, according to Weinberg’s terminology, which we addressed there.

To summarize, one starts by assuming that the bulk value of the cosmological constant (the one corresponding to the flat case) is zero, by invoking a mechanism of a fundamental theory (as of now not fixed), which will do this job. In other words, we are confident that the old problem of the cosmological constant will be solved, sometime. Then we assume the existence of a scalar cosmic field background, of very small mass, and the contribution to the cosmological constant is calculated as coming from the Casimir energy density corresponding to this field, for some specified boundary conditions, and as a consequence of those being imposed. On top of the three large spatial dimensions (some of which may be compactified) one also assumes there might be one or two small extra dimensions; again they can be compactified or not.

As we have mentioned, there is an extensive literature in the subject of what is the global topology of spatial sections of the universe and also on the issue of the possible contribution of the Casimir effect as a source of some sort of cosmic energy, as in the case of the creation of a neutron star. Also, there are arguments that favor different topologies, as a compact hyperbolic manifold for the spatial section, what would have clear observational consequences. However, our approach was different from all these. Our emphasis was put in just obtaining the right order of magnitude for the effect. The different possibilities concerning the nature of the field, the different models for the topology of the universe, and the various possible boundary conditions, with corresponding effect on the sign of the force, were not investigated.

(The detailed calculation that follows in Section 6.1 — the space-time topologies considered, the free scalar field equation and its zeta-function evaluation — is omitted for length; the complete text is at the source.)

6.2. A Brief Update on the Dynamical Casimir Effect

There is a very long and outstanding review of the dynamical Casimir effect, actually a digest of the main achievements in this wide area for the past 50 years, by Dodonov. Here, I will just summarize in a very succinct way some of the contributions of our group in this subject, mainly with a view to cosmological applications.

As very well explained there, it was in 1969 when G. T. Moore in his well known PhD thesis (almost 700 citations up to now in Google Scholar) showed that motions of ideal boundaries of a one-dimensional cavity could generate electromagnetic field quanta from the vacuum. In 1975 B. DeWitt in his very famous book (over 1600 citations as of now) demonstrated that moving boundaries could induce particle creation from the quantum vacuum in a single-mirror, and one year later S. A. Fulling and P. C. W. Davies published an also very successful study (it has collected almost 800 citations to date). Not to forget is moreover the influential 1982 contribution by L. H. Ford and A. Vilenkin; and, some years later, two further references. This area has developed enormously, suffice to say that the mentioned review by Dodonov contains as many as 558 references, and it is for me impossible here to do justice even to a small percentage of them.

The contributions of our group to the dynamical Casimir effect in cosmological problems is generously mentioned in that review. In a PRL paper with Jaume Haro, we developed a consistent approach to the dynamical Casimir effect; in a further paper we constructed a physically sound Hamiltonian formulation of the same and, subsequently, we applied the dynamical Casimir effect with semi-transparent mirrors to cosmology. Moreover, we also simulated black hole collapse by vacuum fluctuations using a moving semitransparent mirror. As a summary of the main ideas of our development, we formulated a mathematically rigorous, an analytic, theory for the very physical situation of partially transmitting mirrors, which become transparent to very high frequencies. And, remarkably, we could express the whole process by means of an analytic matrix. We then proved both: (i) that the number of created particles was finite, and (ii) that their energy is always positive, for the whole trajectory during the displacement of the mirrors. And, also, that the radiation-reaction force acting on the mirrors owing to emission-absorption of particles is related with the energy of the field, through the energy conservation law. This provided a closure to the whole formalism, which ended in a Hamiltonian method for a neutral Klein-Gordon field in a cavity, with boundaries moving at a certain speed.

We also made the important observation that in the seminal Davies-Fulling model, mentioned above, the renormalized energy is negative — while the mirror moves, the renormalized energy cannot be considered as the energy of the particles produced at time t. And our interpretation was, finally, that a perfectly reflecting mirror is actually non-physical. This is because, instead, any physical mirror will be a partially transmitting one: it will become transparent to high-enough frequencies. That our formulation of this imperfect, but physically realistic case could be done using an analytic matrix — a true physical situation in a nice and perfectly controlled mathematical setup — was a remarkable result, with potentially very important applications, what one can closely follow in the works already mentioned.

In a paper written some years back, by members and collaborators of our group, the dynamical Casimir effect was discussed in the context of quantum cosmology. The background field method and the effective action formalism were used to describe the four-dimensional dynamical Casimir effect. The picture was that of quantum cosmology for an expanding FLRW universe — the boundary conditions acting as a moving mirror — filled by a conformally invariant quantum massless Grand Unified Theory (GUT). The cases in which the static Casimir energy is either repulsive or attractive were considered. Inserting the simplest possible inertial term, in the adiabatic (and semiclassical) approximation, the dynamical evolution of the scale factor and the dynamical Casimir stress were obtained, analytically and numerically, depending on the complexity of the situation, for the SU(2) super Yang-Mills theory. Thus, a formalism was developed to describe the dynamical Casimir effect in the adiabatic approximation, which could be applied to arbitrary GUTs, extensible in principle to any specific four-dimensional background, although the discussion in the paper was limited to a toroidal FLRW universe, providing the moving boundary conditions. The main limitation of the approach was the mentioned compulsory restriction to the adiabatic approximation.

6.3. An Update of the Impact of Papers on Zeta Functions and Cosmology

When searching on the web, and in particular, in the convenient tool provided by Google Scholar, for the combination of words “cosmology” and “zeta”, the most prominent reference that does appear is, by far, the aforementioned book by the author Ten Physical Applications of Spectral Zeta Functions, with ca. 700 citations. It is followed by a paper by S. Christensen and M. Duff, where these authors introduced a generalized zeta function in order to quantize gravity with a cosmological constant term, which totals ca. 350 citations, a paper by the author alone, on the cosmo-topological Casimir effect, which appears when treating QFT with boundary conditions by means of the zeta-function method, with some 110 cites, a paper by I. Aref’eva and I. Volovich on the quantization of the Riemann zeta function and cosmology, with some 70 citations, and another paper of the author, cited over 60 times, on matching the observational value of the cosmological constant. And by a number of other papers with more limited impact, when measured by the number of cites. We conclude that, in comparison with other searches, this combination is not so commonly referred to.

However, the situation changes radically when we search for references on the “cosmological constant”. During the last decades this has been from time to time an extremely hot problem, what is reflected by the very large number of citations of the top works on this issue. To wit, the close to 7000 cites of the renowned review by S. Weinberg “The cosmological constant problem”, the 5000 citations of the review by P. J. E. Peebles and B. Ratra “The cosmological constant and dark energy”, the 3250 citations of the report by T. Padmanabhan “Cosmological constant — the weight of the vacuum”, the 2750 citations of the PRL paper by I. Zlatev, L. Wang and P. J. Steinhardt “Quintessence, cosmic coincidence, and the cosmological constant”, and the 2300 cites of S. Carroll’s review “The cosmological constant”. All these figures are, however, dwarfed by those of the two very famous papers announcing the discovery of the accelerated expansion of the cosmos, by A. G. Riess et al. and by S. Perlmutter et al., with over 20000 and 19000 citations, respectively. It is just impossible to compete with the extraordinary impact important astronomical publications have, nowadays.

From the theoretical side, there are, in addition, a good dozen of papers that have got over one thousand cites. Let us just select a few: those of S. Coleman and of C. Wetterich, of the old wave, and a paper by A. Starobinsky and our papers, which discuss alternative approaches to the issue in modified theories of gravity. Actually, there have been many different attempts to find a solution to this very hard problem. I just quote here, to finish, the most recent, brand new approaches, of the last couple of years, at solving the cosmological constant problem, by Unruh, Leonhardt, Carlip, Santos, and others.

7. Summary and Conclusions

In this paper we have given a very basic overview, of pedagogical nature, of the zeta function method, with emphasis on the basic concepts and on the historical background of the procedure. The main purpose has been to complement other works, in particular some of the author, which contain mathematically rigorous presentations, but where this basic but not less important perspective was missing. The method has then been used in the paper, for the regularization of physical quantities, such as quantum vacuum fluctuations in several contexts, always taking advantage of the insight one gets from very basic examples.

The first part of the paper has been devoted to the just mentioned historical context of the zeta function regularization method. Contrary to what happens with other procedures, in particular with cut-off techniques, these analytic continuation methods are considered, by many, to be highly unnatural and counter-intuitive, since one looses track of what is happening during the mathematical computation. This is why we started our discussion by putting the issue into the general framework of the unreasonable effectiveness of mathematics in physics and the other sciences. After a very short introduction on the Riemann zeta function, its uses as a summation method, and its generalization to the concept of zeta function of the relevant mathematical operator corresponding to the given physical quantity (commonly, the Hamiltonian of the quantum system under consideration), we have summarized the main steps of the method of zeta function regularization.

In the rest of the work, we discussed the regularization of quantum vacuum fluctuations in different setups and, specifically, we have employed the method to obtain reasonable, physically meaningful values for the relevant quantities considered. Notably, in the case of the Casimir effect at cosmological scale, as a possible and very natural contribution to the cosmological constant. A brief update on the dynamical Casimir effect, also in view to cosmological applications, closed that part of the work. In addition, recalling a couple of simple and explicit examples, with the aim to demonstrate how zeta function regularization works in practice, we have stressed the elegance and power of the procedure for dealing with rather non-trivial calculations in curved spaces with compact dimensions. Remarkably, this can be done in an analytic, exact way, by using our extension of the powerful Chowla-Selberg series formula.

Towards the end of the paper we have presented an updated retrospective view of the developments of these subjects and applications during the past years, with specific reference to the pioneering and most influential papers (according to their number of citations) in different aspects of those approaches, aims and directions.

We finish with a consideration of some possible future applications of the zeta function method in cosmology. There is at present considerable activity, and truly promising studies are being carried out on several subjects involving this connection. They have been initiated in recent years and could blossom and render good surprises in the not so far future. Among them, studies on: Zeta functions, anomalies and stable branes, on zeta functions in braneworld cosmology, on cosmological uses of the quantization of the zeta function, on applications of related elliptic and theta functions to the FLRW cosmology, on uses of the zeta function in Friedmann models with viscous cosmology, in modified gravity theories, in multiscale gravities, in the quantization of gravity in the presence of a cosmological constant, and many other issues, in addition, that the reader may easily find just by examining the available literature.

Funding and Acknowledgments

This work has been partially supported by MCI/AEI/FEDER, European Union, projects FIS2016-76363-P and PID2019-104397GB-I00, and by AGAUR (Catalan Government), project 2017-SGR-247. The author is very much obliged with his numerous collaborators along many years of work on those subjects. They are too many to be listed here, but their names can be read from the papers coauthored, in the bibliography of the present work. Two anonymous referees provided also very useful comments that helped to improve the manuscript substantially. The author declares no conflict of interest.

(The reference list of the published article is omitted here; the complete text, with its full bibliography, is at the source.)

The way in

https://doi.org/10.3390/universe7010005The published article, Universe 2021, 7, 5, carries the Creative Commons Attribution statement on its first page. Text below is the publisher PDF, cleaned for reading. Four technical subsections and the reference list are omitted for length and marked in place; the complete text is at the source.

How to cite it

Emilio Elizalde (2020) Zeta Functions and the Cosmos—A Basic Brief Review. doi:10.3390/universe7010005

Where it sits in the curriculum

What the vacuum isEnergy from the vacuumThe unified picture

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